Lead Senior Compliance Associate

Building the Future of Crypto

Our Krakenites are a world-class team with crypto conviction united by our desire to discover and unlock the potential of crypto and blockchain technology.

What makes us different?

Kraken is a mission-focused company rooted in crypto values. As a Krakenite you’ll join us on our mission to accelerate the global adoption of crypto so that everyone can achieve financial freedom and inclusion. For over a decade Kraken’s focus on our mission and crypto ethos has attracted many of the most talented crypto experts in the world.

Before you apply please read the Kraken Culture page to learn more about our internal culture values and mission. We also expect candidates to familiarize themselves with the Kraken app. Learn how to create a Kraken account here .

As a fully remote company we have Krakenites in 70+ countries who speak over 50 languages. Krakenites are industry pioneers who develop premium crypto products for experienced traders institutions and newcomers to the space. Kraken is committed to industry-leading security crypto education and world-class client support through our products like Kraken Pro Desktop Wallet and Kraken Futures .

Become a Krakenite and build the future of crypto!

Proof of work

The team

Kraken Digital Asset Management is seeking a highly experienced Lead Senior Compliance Associate to support the Chief Compliance Officer (CCO) in the implementation and delivery of the Compliance related functions and its Canadian operations. Reporting to PCI CCO and working closely with PCI senior leadership and Kraken’s Global Compliance team the incumbent will be responsible for leading assigned program elements and ensuring robust regulatory practices maintaining industry-leading standards and enabling innovation through compliance.

The opportunity

• Support the CIRO Investment Dealer application and buildout of applicable controls.

• Identify assess and manage regulatory risks (including the drafting and implementation of effective risk management policies and procedures) while ensuring adherence to Canadian requirements including KYC KYP client suitability and disclosure standards.

• Maintain and update the Canadian Compliance Manual AML Program and internal SOPs to align with evolving regulatory obligations.

• Support all AML ATF and sanctions related operational processes/activities (e.g. EDD reviews escalations and reporting).

• Ability to act as deputy CAMLO in the CCO’s absences is an asset.

• Support regulatory reporting obligations (monthly quarterly data reporting financial reporting through CSA portals).

• Work closely with the technology team and senior management to define detailed business requirements for systems initiatives aimed at improving the operating efficiencies and monitoring capabilities of the entity.

• Review sales and marketing materials for regulatory alignment.

• Manage registration activities for both the firm and individual representatives.

• Collaborate with global teams on programs such as:

  • Client onboarding due diligence (CDD/EDD) and sanctions screening

  • Trade surveillance and transaction monitoring

  • Investigations and suspicious transaction reporting (STR) AML privacy and fraud cases

  • Complaint handling and law enforcement inquiries

• Monitor emerging regulations and recommend updates to policies and products. Partner with Product and Engineering to embed compliance controls into client onboarding trading custody and reporting platforms.

• Act as a subject matter expert (SME) supporting cross-functional teams on compliant product development and client solutions.

Skills you should HODL

• 5+ years in compliance roles within financial services or digital asset management.

• Strong preference for candidates with direct experience in crypto asset trading platforms (CTPs) fintech or capital markets regulation.

• Deep knowledge of Canadian securities laws and regulatory frameworks (e.g. CIRO CSA and PCMLTFA and FINTRAC guidelines).

• Completion of the CSI Partners Directors and Senior Officers Qualification Examination ('PDO') and Chief Compliance Officer Qualifying Examination ('CCO') and Canadian Securities Course (“CSC”) is an asset.

• Strong communication and stakeholder management skills.

• Ability to work collaboratively in a global fast-paced and dynamic environment.

This job is accepting ongoing applications and there is no application deadline.

Please note applicants are permitted to redact or remove information on their resume that identifies age date of birth or dates of attendance at or graduation from an educational institution.

We consider qualified applicants with criminal histories for employment on our team assessing candidates in a manner consistent with the requirements of the San Francisco Fair Chance Ordinance.

Kraken is powered by people from around the world and we celebrate all Krakenites for their diverse talents backgrounds contributions and unique perspectives. We hire strictly based on merit meaning we seek out the candidates with the right abilities knowledge and skills considered the most suitable for the job. We encourage you to apply for roles where you don't fully meet the listed requirements especially if you're passionate or knowledgable about crypto!

As an equal opportunity employer we don’t tolerate discrimination or harassment of any kind. Whether that’s based on race ethnicity age gender identity citizenship religion sexual orientation disability pregnancy veteran status or any other protected characteristic as outlined by federal state or local laws.

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