Legal Documentation Specialist

Interactive Brokers New York City, NY

Company

Interactive Brokers

Location

New York City, NY

Type

Full Time

Job Description

IBG seeks a bright and organized professional to serve as a Legal Documentation Specialist / Paralegal to work on domestic and international banking and brokerage projects managed by the Group's CFO.

 

This position requires a highly organized person who can multitask and quickly adapt to a fast-paced environment.

 

Responsibilities include but are not limited to the following: 

  • Understanding business needs and preparing documentation requested by IBG's US and foreign affiliates
  • Reviewing contracts and correspondence; obtaining necessary approvals from Compliance, Legal and Regulatory departments
  • Reviewing and preparing banking documentation (including AML and KYC documents)
  • Ensuring the bank account opening process complies with regulatory requirements
  • Communicating with local/foreign banks, exchanges and clearing houses
  • Drafting corporate resolutions and certificates authorizing strategic business transactions
  • Responding to queries from internal and external auditors
  • Maintaining a legal documentation database
  • Handling light clerical duties such as preparing and mailing FedEx packages
  • Various ad hoc projects

Qualifications:
  • Bachelor's degree from an accredited 4-year college/university (minimum GPA: 3.0)
  • Paralegal certification or experience is preferred
  • One to three years of experience in a legal setting or the financial services industry is a plus
  • Proficient in Microsoft Word, Excel and PowerPoint
  • Excellent written and verbal communication skills
 Company Benefits & Perks:
  • Competitive salary, annual performance-based bonus and stock grant
  • Retirement plan 401(k) with a competitive company match
  • Excellent health and welfare benefits, including medical, dental, and vision benefits
  • Wellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP)
  • Paid time off and a generous parental leave policy
  • Daily company lunch allowance provided and a fully stocked kitchen with healthy options for breakfast and snack
  • Corporate events, including team outings, dinners, volunteer activities and company sports teams
  • Education reimbursement and learning opportunities
  • Modern offices with multi-monitor setups
Company Overview

Interactive Brokers LLC, a subsidiary of Interactive Brokers Group, Inc. (Ticker: IBKR) is a direct access electronic broker serving professionals, frequent traders, institutional investors, financial advisors and introducing brokers. Our clients have access to more than 150 market centers around the world from a single integrated account. Our employees are part of a dynamic, multi-national, fast-paced, results-oriented team that has spent four decades focused on advanced technology and automation that equips our clients with a uniquely sophisticated platform to manage their investment portfolios. We provide our clients with advantageous execution prices, risk and portfolio management tools, research facilities and investment products, at low or no cost, positioning them to achieve superior returns.

Headquartered in Greenwich, CT, USA. IBKR has offices in more than 15 countries across the world.

IBKR is a member of NYSE, FINRA, and SIPC. Interactive Brokers Group brokerage affiliates are regulated by securities and commodities agencies around the world.

Click the link to view a short video with a few words from current Interactive Brokers employees: https://www.interactivebrokers.com/en/index.php?f=31899



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Date Posted

02/19/2023

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