Senior Associate, Paralegal

OCC Chicago, IL

Company

OCC

Location

Chicago, IL

Type

Full Time

Job Description

What You'll Do
The Senior Associate, Corporate Secretary Paralegal will work with the Office of the Corporate Secretary of the OCC under the supervision of licensed attorneys. The Associate Principal, Corporate Secretary Paralegal will assist the Office of the Corporate Secretary in administrative functions necessary to ensure that OCC's Board and internal governance frameworks meet appropriate regulatory requirements, Delaware corporate law and fit the needs of the Corporation and of its directors and support the Office of the Corporate Secretary in ensuring that the Board of Directors understand and carries out its fiduciary and regulatory duties.
A successful candidate will demonstrate a strong attention to detail along with understand general concepts of corporate governance.
Primary Duties and Responsibilities:
To perform this job successfully, an individual must be able to perform each primary duty satisfactorily.
  • Provide confidential functions to the Corporate Secretary, CEO and Senior Management, by producing a variety of documents such as correspondence, executive minutes, agendas and Board resolutions;
  • Assist with the review of all Board of Directors and Committee materials prior to Board and Committee meetings including proofreading and cite checking;
  • Help ensure that the Board of Director and Committee meeting material review process for executive officers is conducted in an efficient and expedient manner;
  • Prepare for the Corporation's Annual Stockholders' meeting;
  • Update and maintain records of Board of Director and Committee meetings, including those in which confidential executive session minutes have been taken, and draft appropriate resolutions;
  • Draft Minutes for internal governance groups for review by the Corporate Secretary;
  • Perform internet and legal research, as necessary;
  • Perform administrative functions for the Office of the Corporate Secretary including the following:
    • Track and ensure compliance with governance internal functions;
    • Develop, maintain, and revise board, board committee, and management committee agendas consistent with corporate requirements in charters, corporate governance principles, or By-Laws, including by ensuring meetings with the Chief Executive Officer, General Counsel, and other appropriate senior officers is conducted in a timely manner;
    • Update and maintain of materials for the annual board and committee self-evaluations and Director Orientation materials;
    • Prepare director skill matrices;
    • Prepare and maintain written stockholder consents;
    • Assist with onboarding of new directors, including by maintaining a list and preparing a record of receipt of new director candidate documentation;
    • Coordinate and maintain information received from directors on an ongoing basis;
    • Update and maintain electronic corporate files, databases, email and directories;
  • Utilize desktop publishing applications where required; and
  • Perform other duties as required.

Supervisory Responsibilities:
  • None.

Qualifications:
The requirements listed are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the primary functions.
  • Must be able to work as a team in a capacity with strict privacy and confidentiality requirements both inside and outside the Corporation.
  • Working familiarity with Delaware corporate law.
  • Experience in corporate governance with a regulated entity, particularly a self- regulatory organization with the US Securities and Exchange Commission, preferred
  • Strong analytical and problem-solving skills.
  • Strong management and organizations skills.
  • Excellent interpersonal and communication skills.
  • Detail-oriented, flexible, and creative.

Technical Skills:
  • Experience with Microsoft Office systems, Adobe, Oracle, and ServiceNow.

Education and/or Experience:
  • Undergraduate degree, with at least two years' experience in corporate secretary or corporate governance role preferred.

Certificates or Licenses:
  • Paralegal certificate and/or large law firm experience preferred.

Who We Are
The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors of the Federal Reserve System. OCC has more than 100 clearing members and provides central counterparty (CCP) clearing and settlement services to 19 exchanges and trading platforms. More information about OCC is available at www.theocc.com.
What We Offer
A highly collaborative and supportive environment developed to encourage work-life balance and employee wellness. Some of these components include:
A hybrid work environment, up to 2 days per week of remote work
Tuition Reimbursement to support your continued education
Student Loan Repayment Assistance
Technology Stipend allowing you to use the device of your choice to connect to our network while working remotely
Generous PTO and Parental leave
Competitive health benefits including medical, dental and vision
Step 1
When you find a position you're interested in, click the 'Apply' button. Please complete the application and attach your resume.

Step 2
You will receive an email notification to confirm that we've received your application.

Step 3
If you are called in for an interview, a representative from OCC will contact you to set up a date, time, and location.

For more information about OCC , please click here .
OCC is an Equal Opportunity Employer
Apply Now

Date Posted

08/07/2023

Views

8

Back to Job Listings ❤️Add To Job List Company Info View Company Reviews
Neutral
Subjectivity Score: 0.7

Similar Jobs

Compliance Manager - Beyond Finance

Views in the last 30 days - 0

Beyond Finance a Chicagobased organization is seeking a Compliance Manager to help maintain effective dialogue with stakeholders deliver highquality g...

View Details

Intern, Client Services (CHI) - Kargo

Views in the last 30 days - 0

Kargo a leading company in crossscreen ad experiences is offering a 10week internship in Client Services in Chicago IL The intern will support the tea...

View Details

Treasury Management Officer - Commercial Term Lending - JPMorganChase

Views in the last 30 days - 0

The job description is for a Treasury Management Officer in Commercial Banking The role involves generating new treasury management business maintaini...

View Details

Internal Audit & SOX IT Senior - Chime

Views in the last 30 days - 0

Chime is seeking an experienced IT SOX Senior for a worldclass SOX program implementation The role involves leading IT SOX coordination planning and e...

View Details

Director, Information Security - Beyond Finance

Views in the last 30 days - 0

Beyond Finance is seeking a Director of Information Security with extensive experience in the field preferably in a financial services environment The...

View Details

Senior IT Internal Auditor - Discover

Views in the last 30 days - 0

Discover offers a positive work environment with opportunities for growth and meaningful work The company values diversity teamwork and collaboration ...

View Details