Senior Compliance Specialist

The role:

Galileo is seeking an energetic, detail oriented, self-motivated individual to join our Compliance team. This position requires performing day-to-day compliance management activities in working with our bank partners and clients as well as other projects as assigned. The candidate will have excellent organization, communication, analytical thinking, and follow-through skills to assist in the enhancement of the Galileo Compliance Management System. The ideal candidate will thrive in a fast-paced environment, be an agile learner, think strategically, have experience in financial compliance and a passion for data validation.  

What you’ll do:

• Assist in building out policies and procedures that are regulatory compliant and consistent with management’s risk appetite and strategy
• Assisting with risk assessments, third party oversight and policy/procedure reviews and documentation of controls
• Leading or participating in projects designed to address regulatory compliance requirements
• Provide regulatory knowledge to business teams to ensure a culture of compliance and partnership
• Responsible for the review of complaints to identify regulatory exceptions and process improvements and follow through to determine root cause and related reporting

What you’ll need:

• Bachelor’s degree or 3 years’ experience in bank or other regulated financial services company
• Excellent ability to understand and apply financial legal and regulatory requirements
• Ability to interface effectively with all levels of management and partners within many internal departments
• Excellent oral and written communication skills
• Ability to research, analyze and interpret rules, regulations and policies
• Strong understanding of Google Suite Products 
• Ability to work under pressure, manage multiple tasks and competing priorities, meet deadlines and adapt to change, comfortable dealing with ambiguity and uncertainty
• Working knowledge of federal regulations such as ECOA, UDAAP, Reg DD, Reg E, E-Sign Act, KYC and KYB
• Experience managing program changes and running small projects

Nice to have:

• Bachelor’s degree in business management or finance
• Experience in marketing, policy, and testing review
• CRCM certification
• Experience in compliance monitoring, oversight, or assurance programs
• Advanced skills with Word, Excel and PowerPoint
• Working knowledge of Tableau and Jira

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