Senior Data Analyst - Compliance

Interactive Brokers is looking for a motivated, data professional to support the implementation of Data Lineage and Data Governance efforts.

Responsibilities

The Senior Compliance Data Analyst’s primary focus will be to:

• Support the continued adoption of the Interactive Brokers Data policies and procedures with a focus on data leveraged by Compliance
• Collaborate with technical and business stakeholders to coordinate the identification of key data elements and the production of Data Lineage maps
• Produce source to destination data maps for AML compliance reports and systems
• Support the buildout and management of the data catalog, business glossaries, and the associated metadata that serve as the enterprise repository for understanding and governing information across the organization
• Design periodic and adhoc supervisory reports and complete associated reviews
• Implement internal control enhancements and appropriately solution potential compliance matters
• Assist coordinate responses to regulatory inquiries from foreign and US regulators
• Draft and implement firm policies, controls and written supervisory procedures

Qualifications

• 5-7 years’ experience with a broker-dealer, investment manager or regulator
• Solid academic background with a Bachelors or Masters in Finance, Business, Economics, Computer Science, Data Sciences or Information Systems preferred
• Working knowledge of US and foreign regulations relevant to the areas of coverage
• High degree of comfort and fluency with computers and technology, and an understanding of how technology is applied to business and regulatory problems
• Knowledge of information systems, software development, UNIX, SQL, Perl and databases is a plus
• Ability to develop compliance solutions that satisfy relevant regulations while executing sound business judgment
• Ability to work both independently as well as in a small-team environment, and to multi-task with minimal supervision