Jobs at OCC
27,597 open positions
Associate Principal, Internal Audit Data Analytics
Company: OCC
Location: Dallas-Fort Worth, TX
Posted Mar 16, 2024
<p><b>Summary<b><br >This role will lead audits related to complex technology environment business processes and support the strategic goals of the audit function The Associate Principal is responsible for understanding the complexity of the IT and Security operations and aligning audits to relevant regulatory IT information security operational and strategic risks and presenting recommendations for improvements to senior leadership<br ><b>Responsibilities<b><br ><p><ul><li>Ability to clearly articulate professional principles and standards ie AICPA IIA IPPF COBIT NIST CSF etc and the relevancy to risk management and impact on policies and procedures In addition leveraging these principles and standards to test and evaluate corporate risk management processes and controls<li> <li>Maintaining an understanding of policies procedures standards and supporting technologies to effectively identify potential risks and creative alternatives to mitigate risk exposure<li> <li>Keeping current on leading practices and emerging risks in IT information security and cyber security within the financial services industry and making recommendations for enhancements as necessary<li> <li>Defining and leading the execution of audit projects in accordance to the annual audit plan<li> <li>Owning the audit quality accuracy of results and delivery in a timely manner<li> <li>Providing oversight and coaching the internal team both internal andor cosourced resources confirming the delivery quality and auditee experience<li> <li>Planning leading and reporting for risk based special request audit assignments<li> <li>Proactively identifying regulatory IT information security operational andor strategic risks to the organization and deliver recommendations for improvements to senior leadership<li> <li>Identifying and analyzing root cause exceptions or inefficient practices and partnering with management provide advice and recommendations develop achievable solutions<li> <li>Developing maintaining and strengthening effective relationships with IT business groups and leadership and partnering with management<li> <li>Serving as a liaison with external parties and regulators to facilitate timely and efficient external reviews knowledge transfer and controls and process education<li> <li>Perform other duties as assigned<li> <ul><p><br ><b>Supervisory Responsibilities<b><br ><p><ul><li>None<li> <ul><p><br ><b>Qualifications amp Experience<b><br ><p><ul><li>Required Knowledge of the principles practices and techniques involved in conducting audits in accordance with the requirements set forth in the International Standards for the Professional Practice of Internal Auditing published by the Institute of Internal Auditors IIA<li> <li>Required Demonstrated ability to gather analyze and evaluate facts and prepare and present concise oral and written reports<li> <li>Required Ability to communicate clearly and effectively both orally and in writing including the ability to handle potentially sensitive situations and discussions<li> <li>Required Ability to work independently or as part of a team prioritizing multiple audit assignments to simultaneously complete each in a timely fashion<li> <li>Required Demonstrated leadership and coaching abilities of staff level resources<li> <li>Required Strong problem solving and analytical capabilities<li> <li>Required Demonstrated previous success in leading audit projects and implementing audit leading practices in a complex technology environment<li> <li>Required Strong customer service and collaboration skills required<li> <li>Required Effective influence analytical and verbalwritten communication skills required<li> <ul><p><br ><b>Technical Skills amp Background<b><br ><p><ul><li>Required Advanced proficiency using Archer or other audit or Governance Risk and Compliance GRC software<li> <ul><p><br ><b>Certifications<b><br ><p><ul><li>Preferred Certified Information Systems Auditor CISA Certified Information Systems Security Professional CISSP Certification in Risk Management Assurance CRMA Certified Internal Auditor CIA Certified Public Accountant CPA or similar certification required<li> <ul><p><br ><b>Education amp Training<b><br ><p><ul><li>Required Bachelors degree or equivalent in Information Technology Accounting Finance Business Administration or related field<li> <li>Required Experience working in a complex fast paced environment required<li> <li>Required 5+ years of audit experience in conducting IT riskbased audits and projects and IT process reviews<li> <li>Preferred Consultingaccounting firm experience is a plus<li> <li>Preferred Experience in Financial ServicesSecurity Industry and working with regulatory organizations such as Securities and Exchange Commission SEC Commodity Futures Trading Commission CFTC andor Financial Industry Regulatory Authority FINRAis a plus<li> <ul><p><br ><b>Step 1<br >When you find a position youre interested in click the Apply button Please complete the application and attach your resume <b><br ><b>Step 2<br >You will receive an email notification to confirm that weve received your application<b><br ><b>Step 3<br >If you are called in for an interview a representative from OCC will contact you to set up a date time and location <b><br ><b>For more information about <b> OCC <b> please click <b> here <br ><b>OCC is an Equal Opportunity Employer<b><p>
Principal, Cloud Engineering
Company: OCC
Location: Chicago, IL
Posted Mar 19, 2024
The Options Clearing Corporation (OCC) is seeking a technical leader for platform engineering automation. The role involves driving strategy for infrastructure automation, improving application adoption, reducing operational support, and enhancing end-user usability. The ideal candidate should have strong cloud experience, expertise in core automation development toolchain, container management, cloud governance, CICD leadership, resilient design, and excellent communication skills. The position offers a collaborative environment, hybrid work, tuition reimbursement, student loan repayment assistance, technology stipend, generous PTO, and competitive health benefits.
Summer Intern - End User Experience
Company: OCC
Location: Chicago, IL
Posted Mar 11, 2024
<p><b>About OCC <b><br >A World Class Clearing Organization <br >OCC is the largest equity derivatives clearing organization in the world We provide central counterparty clearing and settlement services for equity options futures options on futures and securities lending transactions We serve approximately 115 clearing members and 15 exchanges including CBOE Nasdaq and NYSE<br ><b> OCC is building a culture that empowers continued learning authentic innovation and constant creativity <b><br ><b>About the Intern Program <b><br >OCC is looking for interns who are hungry for the chance to learn more humble enough to admit they dont know all the answers and smart enough to recognize the opportunity The OCC Internship Program provides students with the realworld skills to successfully transition into a career in the financial services industry As an intern you will help lead projects that help shape the future of OCC This person will apply their skill set and knowledge toward tackling designated projects This is an exciting opportunity to have a true impact on the company by designing and implementing solutions for real challenges facing the business Heres what were looking for<br ><b>Projects and Responsibilities<b><br ><p><ul><li>Participate in AV project to replace conference room equipment and functionality<li> <li>Participate in improvements in desktop experience<li> <li>Participate in coordination with the helpdesk and user experience<li> <ul><p><br ><b>Candidate Qualifications <b><br ><p><ul><li>Good written oral and interpersonal communication skills<li> <li>Customer service<li> <li>Ability to work as part of a team and independently<li> <li>General knowledge of skills such as PowershellVB script Python or SQL<li> <li>Interest in helping to build out new capabilities governance process for the teamorganization which can involve ambiguity and iteration on approaches<li> <ul><p><br ><b>What knowledge and skills will the intern gain from this internship<b><br ><p><ul><li>Handson experience with skills such as Powershell and Python in the creation of monitoring and reporting in relation to governance and improvements over time<li> <li>Exposure to various desktop products conference room equipment AV communication and other data source technologies and methods EUE supports<li> <li>Opportunity to help expand customer service and user experiences<li> <ul><p><br ><b>Step 1<br >When you find a position youre interested in click the Apply button Please complete the application and attach your resume <b><br ><b>Step 2<br >You will receive an email notification to confirm that weve received your application<b><br ><b>Step 3<br >If you are called in for an interview a representative from OCC will contact you to set up a date time and location <b><br ><b>For more information about <b> OCC <b> please click <b> here <br ><b>OCC is an Equal Opportunity Employer<b><p>
Associate Principal, Technology Business Management
Company: OCC
Location: Chicago, IL
Posted Mar 17, 2024
<p><b>What Youll Do<b><br >This role is accountable for driving the IT Intake Process This role provides oversight of the IT intake process and partners directly with PMO to respond to enterprise requests This role will drive operational success and continuous improvement around the development of an IT intake process used for prioritization This role requires advanced experience in project portfolio management project life cycle process creation and refinement and estimationscenario planning This role requires previous experience in technology portfolio management and prioritization and budget planning<br ><b>Primary Duties and Responsibilities<b><br >To perform this job successfully an individual must be able to perform each primary duty satisfactorily<br ><p><ul><li>Drive efforts to oversee the intake process across several teams within IT which includes solution architects development team leads business analysts and executive leaders<li> <li>Manage the IT workflow to ensure each phase is complete and SLAs are met<li> <li>Collaborate PMO Solution architects and requesters to ensure requested information is clear and meets the standard requirements<li> <li>Work directly with resource and portfolio managers to gather estimates and ensure proper tradeoffs are outlined for approval<li> <li>Prepare intake response outlining options and recommendations and partnering with PMO to provide to decision makers<li> <li>Partner with PMO to manage the pipeline of projects and ensure response time is timely and IT deliverables are completed<li> <li>Participate in and lead discussion decision making and conflict resolution<li> <li>Drive a trusting and safe environment where problems can be raised and resolved<li> <li>Continually improve the intake process and partner with PMO to define and execute on process improvements<li> <li>Drive regular status updates and communications on the intake process<li> <li>Manage the JIRA dashboard for the overall workflow and monitors intake performance reporting on trends intake throughput SLAs gaps resource constraints to drive for continuous improvement<li> <li>Works directly with PMO and PPM in support of the annual budget planning process<li> <li>Develop weekly intake status summaries to report on progress of active initiatives<li> <ul><p><br ><b> Supervisory Responsibilities <b><br ><p><ul><li><b> None <b><li> <ul><p><br ><b>Qualifications<b><br >The requirements listed are representative of the knowledge skill andor ability required Reasonable accommodations may be made to enable individuals with disabilities to perform the primary functions<br ><p><ul><li>Required Expert experience in project portfolio management project management or continuous process improvement development<li> <li>Required Experience within technology and financial services<li> <li>Required Proven ability to be selfmotivated and a selfstarter<li> <li>Required Demonstrated experience and success with organizational process design and implementation<li> <li>Required Exceptional written and verbal communication skills<li> <li>Required Strong customer service mindset<li> <li>Required Proven experience in project and program management<li> <li>Required Demonstrate sound judgment and strong reasoning skills as well as good analytical and problemsolving abilities<li> <li>Required Ability to review large amounts of data and analyze and spot trends and provide analysis and insights<li> <li>Required Experience consolidating data from multiple data sources<li> <ul><p><br ><b>Technical Skills<b><br ><p><ul><li>Required Experience JIRA Sharepoint and Portfolio Estimation tools<li> <li>Required Proven ability to work with toolsets including but not limited to Jira MS Project Microsoft Excel and PowerPoint<li> <li>Required Basic understanding of Software Development Lifecycle<li> <li>Required Familiarity with Tableau or PowerBI<li> <ul><p><br ><b> Education andor Experience <b><br ><p><ul><li>Required Bachelors degree with minimum of 7 years equivalent work experience<li> <li>Required Experience in Project Intake Prioritization and portfolio Management<li> <li>Required Ability to anticipate issues based on experience to help the team avoid or resolve the issues<li> <li>Preferred Knowledge of AgileScrum principles and practices<li> <ul><p><br ><b> Certificates or Licenses <b><br ><p><ul><li>Preferred PMP certified preferred<li> <ul><p><br ><b> Who We Are <b><br >The Options Clearing Corporation OCC is the worlds largest equity derivatives clearing organization Founded in 1973 OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options futures and securities lending transactions As a Systemically Important Financial Market Utility SIFMU OCC operates under the jurisdiction of the US Securities and Exchange Commission SEC the US Commodity Futures Trading Commission CFTC and the Board of Governors of the Federal Reserve System OCC has more than 100 clearing members and provides central counterparty CCP clearing and settlement services to 19 exchanges and trading platforms More information about OCC is available at wwwtheocccom<br ><b>What We Offer<b><br >A highly collaborative and supportive environment developed to encourage worklife balance and employee wellness Some of these components include<br >A hybrid work environment up to 2 days per week of remote work<br >Tuition Reimbursement to support your continued education<br >Student Loan Repayment Assistance<br >Technology Stipend allowing you to use the device of your choice to connect to our network while working remotely<br >Generous PTO and Parental leave<br >Competitive health benefits including medical dental and vision<br ><b>Step 1<br >When you find a position youre interested in click the Apply button Please complete the application and attach your resume <b><br ><b>Step 2<br >You will receive an email notification to confirm that weve received your application<b><br ><b>Step 3<br >If you are called in for an interview a representative from OCC will contact you to set up a date time and location <b><br ><b>For more information about <b> OCC <b> please click <b> here <br ><b>OCC is an Equal Opportunity Employer<b><p>
Associate Principal, IT Governance: Scrum / Agile
Company: OCC
Location: Dallas-Fort Worth, TX
Posted Mar 18, 2024
<p><b>What Youll Do<b><br >This role is accountable for driving the Agile transformation across the enterprise through sustained coaching models and various learning approaches This role requres advanced experience in Agile frameworks with practical experience in an Agile role at either the program or team levels with demonstrated ability to adopt Agile principles mindset practices and methodologies This role will drive the team to teach mentor and advise teams product owners business stakeholders on agile practices and design strategies for delivery teams to improve and mature their use of Agile principles and practices<br ><b>Primary Duties and Responsibilities<b><br >To perform this job successfully an individual must be able to perform each primary duty satisfactorily<br ><p><ul><li>Drive efforts to guide and coach delivery teams to selforganize and achieve objectives without assigning or dictating the work<li> <li>Contribute to the building of Agile teamssquads<li> <li>Provide support to the Product Owner and Delivery Team and lead by example<li> <li>Participate in and lead discussion decision making and conflict resolution<li> <li>Contribute to a trusting and safe environment where problems can be raised and resolved<li> <li>Continually improve Scrum Master skills through education and engaging with fellow Scrum Masters<li> <li>Work with Product Owner and Team to plan and execute project implementations<li> <li>Support the identification and mitigation of project risks<li> <li>Participate in and lead regular assessments of a team Agile Maturity and uses the results to guide them to improved performance<li> <li>Work with Product Owner and Delivery Team to facilitate effective sprints by removing impediments and ensuring that stories are sprint ready<li> <li>Drive internal and external communication improving transparency and information radiation<li> <li>Support the Product Owner especially with respect to story grooming and maintaining the product backlog<li> <li>Proactively identify and mitigate risks using Agile best practices and project data<li> <li>Drive daily standups facilitate story grooming coordinate sprint demos planning and retrospectives<li> <ul><p><br ><b> Supervisory Responsibilities<b><br ><p><ul><li>None<li> <ul><p><br ><b>Qualifications<b><br >The requirements listed are representative of the knowledge skill andor ability required Reasonable accommodations may be made to enable individuals with disabilities to perform the primary functions<br ><p><ul><li>Required Understands Agile values and principles and can guide and coach teams and organization on how to use AgileScrum practices<li> <li>Required Experience with agile transformations building Agile teams and implementing Agile from scratch<li> <li>Required Experience being on multiple Scrum teams in a variety of different contexts diverse team sizes organizations cultures colocated vs distributed etc<li> <li>Required Experience with Scaled Agile SAFe Scrum of Scrums or equivalent<li> <li>Required Track record of continued and recent education in Scrum including training conferences user groups selfstudy etc<li> <li>Required Knowledge of other approaches discussed in the Agile space XP Kanban Crystal FDD etc<li> <li>Required Knowledge andor experience with widely successful Agile techniques ATDD TDD Continuous Integration Continuous Testing Pairing Automated Testing Agile Games<li> <li>Required The proven ability to be selfmotivated and a selfstarter<li> <li>Required Ability to work under minimal supervision<li> <li>Required Demonstrated experience and success with organizational process design and implementation<li> <li>Required Strong background in ITIL and Agile methodologies<li> <li>Required Exceptional written and verbal communication skills<li> <li>Required Strong customer service mindset<li> <li>Required Proven experience in project and program management<li> <li>Required Assist with response to regulatory audits regarding process flows<li> <li>Required Understands backlog tracking Scrum and Kanban based metrics task definition story splitting<li> <li>Required Experience in sprint amp release planning running demos and retrospectives<li> <li>Required Demonstrate sound judgment and strong reasoning skills as well as good analytical and problemsolving abilities<li> <li>Required Ability to review large amounts of data and analyze and spot trends and provide analysis and insights<li> <li>Required Experience consolidating data from multiple data sources<li> <ul><p><br ><b>Technical Skills amp Background<b><br ><p><ul><li>Required Experience with Agile PLM tools like JIRA Portfolio for JIRA Rally VersionOne etc<li> <li>Required Proven ability to work with toolsets including but not limited to Jira MS Project Microsoft Excel and PowerPoint<li> <li>Required Basic understanding of IT infrastructure and IT systems design<li> <li>Required Familiarity within a ticketing system such as ServiceNow<li> <ul><p><br ><b> Certificates or Licenses <b><br ><p><ul><li>Preferred Scrum Master Certified preferred<li> <li>Preferred ITIL Foundations certification preferred<li> <li>Preferred PMP certified preferred<li> <ul><p><br ><b>Education amp Training<b><br ><p><ul><li>Required Bachelors degree in Information Technology or 5+ years equivalent work experience<li> <li>Preferred Strong knowledge of AgileScrum principles and practices<li> <li>Required Experience as a Scrum Master for a minimum of 3 years for a software development team that was applying AgileScrum principles and practices<li> <li>Required 3+ years of experience with JIRA<li> <li>Required Ability to anticipate issues based on experience to help the team avoid or resolve the issues<li> <ul><p><br ><b> Who We Are <b><br >The Options Clearing Corporation OCC is the worlds largest equity derivatives clearing organization Founded in 1973 OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options futures and securities lending transactions As a Systemically Important Financial Market Utility SIFMU OCC operates under the jurisdiction of the US Securities and Exchange Commission SEC the US Commodity Futures Trading Commission CFTC and the Board of Governors of the Federal Reserve System OCC has more than 100 clearing members and provides central counterparty CCP clearing and settlement services to 19 exchanges and trading platforms More information about OCC is available at wwwtheocccom<br ><b>What We Offer<b><br >A highly collaborative and supportive environment developed to encourage worklife balance and employee wellness Some of these components include<br >A hybrid work environment up to 2 days per week of remote work<br >Tuition Reimbursement to support your continued education<br >Student Loan Repayment Assistance<br >Technology Stipend allowing you to use the device of your choice to connect to our network while working remotely<br >Generous PTO and Parental leave<br >Competitive health benefits including medical dental and vision<br ><b>Step 1<br >When you find a position youre interested in click the Apply button Please complete the application and attach your resume <b><br ><b>Step 2<br >You will receive an email notification to confirm that weve received your application<b><br ><b>Step 3<br >If you are called in for an interview a representative from OCC will contact you to set up a date time and location <b><br ><b>For more information about <b> OCC <b> please click <b> here <br ><b>OCC is an Equal Opportunity Employer<b><p>
Manager, Internal Audit Information Technology & Security
Company: OCC
Location: Dallas-Fort Worth, TX
Posted Mar 20, 2024
The role involves managing independent assessments of OCC's IT and security environment, risk management, and other objectives. The individual will define the scope, approach, and quality of audits, ensuring regulatory, operational, and strategic risks are mitigated. They will present recommendations for improvements to leadership and manage a team, coaching and developing their skills. The role requires strong communication, problem-solving, and analytical skills, as well as experience in conducting risk-based audits and familiarity with security and change management tools. A Bachelor's degree and relevant certifications are required, with 5+ years of experience in IT and security audits preferred. OCC offers a collaborative environment, hybrid work, tuition reimbursement, and competitive benefits.
Associate Principal, Technology Operations
Company: OCC
Location: Dallas-Fort Worth, TX
Posted Mar 14, 2024
<p><b> 3rd Shift TuesSat 11pm730m <b><br ><b> What Youll Do <b><br >The Associate Principal of Technology Operations is responsible for reviewing processes and procedures throughout the Production environment and driving improvements throughout This role will reside in Technology Operations and will work closely with a broad crosssection of the organization including the following teams Production Control Production Support Release Management Platform Services Storage Unix Networking Business Operations ChangeProblemIncident Management The primary focus of this role is to ensure that Production runs as efficiently as possible by being an evangelist for Continues Improvement CI and being a technical liaison to teams to ensure that operational readiness best practices are being adhered to<br ><b>Essential Duties and Responsibilities<b><br ><p><ul><li>Focus on shifting the overall operational posture from reactive to proactive<li> <li>Analyze and report upon Production performance CI opportunities<li> <li>Analyze and report upon Production capacity CI opportunities<li> <li>Analyze and report upon Production criticalpath processing CI opportunities<li> <li>Standup SWATs if when needed to drive resolution of ongoing Production issues<li> <li>Identifies and diagnoses complex problems and factors affecting Production performance<li> <li>Troubleshoot hardware and software problems take appropriate corrective actions andor interact with ITstaffvendors in performing complex testing support and troubleshooting functions<li> <li>Move between tactical amp strategic ie Forecast system demands and recommend upgrades expansions and reconfigurations ifwhen needed<li> <li>Consult amp evangelize for operational best practices<li> <li>Collaborate across domains ie network db etc to assist with application tuning<li> <li>Adhere to anyall Production security requirements and best practices<li> <li>Adhere to and advocate for all ITIL processes ie Incident Problem amp Change<li> <li>Actively participate in Incident Problem amp Change as a shepherd for all things Production<li> <li>Analyze repeating alerts to proactively identify environmental issues<li> <li>Surface anyall environmental amp operational risks identified<li> <li>Evangelize for repeatable automated processes that can be scaled<li> <li>Prioritizes and align efforts to Production availability requirements and business priorities<li> <li>After hours weekend work may be required during off hours maintenance windows<li> <ul><p><br ><b> Supervisory Responsibilities <b><br ><p><ul><li>NA<li> <ul><p><br ><b>Qualifications<b><br ><p><ul><li>Required Good consultative communication analytical and judgment skills<li> <li>Required Good time management skills<li> <li>Required Ability to work effectively with clients other systems technical staff consultants and vendors<li> <li>Required Suggests solutions that make sense and are in line with future technology direction<li> <li>Required Demonstrates sound analytical and diagnostic skills dealing with issues that are not readily defined andor conflict with available information<li> <li>Required Optimizes the use of all available resources and approach issues with pragmatism<li> <li>Required Maintains partnerships across the organization and is able to influence senior management peers and staff through an inclusive style and recognition of their abilities to achieve results<li> <ul><p><br ><b>Technical Skills<b><br ><p><ul><li>Required Working knowledge of ITIL principles<li> <li>Required Understands technical monitoring and metrics<li> <li>Required Sophisticated understanding of enterprising technology<li> <li>Required Mature understanding of the relationship between software and hardware<li> <li>Required Knowledge of Clearing and Finance industry<li> <li>Required Knowledge of Application life cycle and deployment<li> <li>Required ProblemIncident management experience<li> <ul><p><br ><b> Education andor Experience <b><br ><p><ul><li>Required Bachelors degree in Computer Science Telecommunications or a related discipline<li> <li>Required 5+ years experience production systems operations or an equivalent combination of education and work experience<li> <li>Required The qualified candidate demonstrates a strong ability to multitask in an environment of constantly changing priorities<li> <ul><p><br ><b> Certificates or Licenses <b><br ><p><ul><li> None Required<li> <ul><p><br ><b> Who We Are <b><br >The Options Clearing Corporation OCC is the worlds largest equity derivatives clearing organization Founded in 1973 OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options futures and securities lending transactions As a Systemically Important Financial Market Utility SIFMU OCC operates under the jurisdiction of the US Securities and Exchange Commission SEC the US Commodity Futures Trading Commission CFTC and the Board of Governors of the Federal Reserve System OCC has more than 100 clearing members and provides central counterparty CCP clearing and settlement services to 19 exchanges and trading platforms More information about OCC is available at wwwtheocccom<br ><b>What We Offer<b><br >A highly collaborative and supportive environment developed to encourage worklife balance and employee wellness Some of these components include<br >A hybrid work environment up to 2 days per week of remote work<br >Tuition Reimbursement to support your continued education<br >Student Loan Repayment Assistance<br >Technology Stipend allowing you to use the device of your choice to connect to our network while working remotely<br >Generous PTO and Parental leave<br >Competitive health benefits including medical dental and vision<br ><b>Step 1<br >When you find a position youre interested in click the Apply button Please complete the application and attach your resume <b><br ><b>Step 2<br >You will receive an email notification to confirm that weve received your application<b><br ><b>Step 3<br >If you are called in for an interview a representative from OCC will contact you to set up a date time and location <b><br ><b>For more information about <b> OCC <b> please click <b> here <br ><b>OCC is an Equal Opportunity Employer<b><p>
Associate Principle, Software Engineering AWS DevOPs
Company: OCC
Location: Chicago, IL
Posted Mar 19, 2024
The Options Clearing Corporation (OCC) is seeking a DevOps expert with extensive experience in cloud technologies, particularly AWS, and DevOps tools such as GitHub, Jenkins, Terraform, Docker, Ansible, Kafka, and Kubernetes. The role involves developing and implementing DevOps strategies, managing day-to-day activities, resolving complex support issues, and creating procedural and troubleshooting documentation. The ideal candidate should possess excellent problem-solving skills, strong communication abilities, and a Bachelor's degree in a related field with 5-7 years of experience. OCC offers a collaborative environment, hybrid work options, tuition reimbursement, and competitive benefits.
Principal, Software Engineering Enterprise Monitoring
Company: OCC
Location: Chicago, IL
Posted Mar 20, 2024
The job involves using independent judgement to develop and improve an enterprise monitoring system, providing technical expertise, mentoring junior team members, and resolving complex support issues. The role requires excellent problem-solving skills, strong communication abilities, and a proven track record of leading and motivating colleagues. Technical skills include systems administration, enterprise monitoring tools, scripting, cloud technologies, and security controls. The candidate should have a Bachelor's degree, 10+ years of experience, and certifications in AWS. The Options Clearing Corporation offers a collaborative environment with benefits like remote work, tuition reimbursement, and generous leave.
Associate Principal, Information Governance
Company: OCC
Location: Chicago, IL
Posted Mar 10, 2024
<p><b>What Youll Do<b><br >The Associate Principal Information Governance and Privacy reporting to the Privacy and Data Protection Officer is responsible for supporting the development and implementation of OCCs information governance data protection and privacy program This includes supporting the development of strategies policies procedures and controls related to the governance and protection of information throughout its lifecycle In addition the role will work with stakeholders to define the information governance data protection and privacy requirements for external organizations with whom OCC has a business need to share information will facilitate compliance with the identified requirements to control risk will represent the program to internal and external stakeholders and will support the development and implementation of training and awareness programs This role will focus on compliance with applicable regulatory and legal rules and requirements ie SECRegulation SCI CFTCSystem Safeguards etc as they relate to information including support of regulatory exam and Internal Audit remediation planning tracking and mitigation<br ><b>Primary Duties and Responsibilities<b><br >To perform this job successfully an individual must be able to perform each primary duty satisfactorily<br ><p><ul><li>Work with appropriate stakeholders and across the organization to create a culture that manages information as an enterprise asset<li> <li>Implementation of the information governance data protection and privacy program including the development of policies procedures and job aids<li> <li>Identification implementation and use of technologies to support program objectives and classification standards<li> <li>Execution of controls and risk assessments eg thirdparty risk privacy data protection<li> <li>Responsible in performing the privacy impact assessment on data incidents and working with relevant stakeholders like Security Services and Legal to help closing the incident<li> <li>Creation and execution of strategies to identify information across the organization and throughout its lifecycle<li> <li>Preparation of program for regulatory and internal auditsexaminations and timely remediation of any findings<li> <li>Use of technologytools to track projects manage deliverables and create reporting that support the program and its objectives<li> <li>Support of compliance assessments for information governance data protection and privacy including development of controls to measure risk<li> <li>Development and maintenance of the organizations Records and Information Management RIM program ensuring information across all media and formats is properly retained and disposed including remediation of legacy information<li> <li>Ensure retention disposition protection and classification are addressed in new applications platforms and systems<li> <li>Collaborate with OCC internal and external stakeholders to implement OCC information governance data protection and privacy policies and requirements<li> <li>Support and develop training and awareness programs for information governance data protection and privacy<li> <li>Identify trends in privacy and regulatory requirements compliance enforcement and action the necessary changes in the program<li> <ul><p><br ><b> Supervisory Responsibilities <b><br ><p><ul><li> None<li> <ul><p><br ><b>Qualifications<b><br >The requirements listed are representative of the knowledge skill andor ability required Reasonable accommodations may be made to enable individuals with disabilities to perform the primary functions<br ><p><ul><li>Strong interest in understanding and solving data challenges with experience in information governance data protection and privacy policy<li> <li>Knowledge of and work experience with enterprise systems networks databases and other technical domains<li> <li>Strong attention to detail customer orientation communication and presentation skills including the ability to listen and quickly translate business needs into solutions and build effective working relationships<li> <li>Strong experience in building the capabilities for auto data classification data security and data protection<li> <li>Experience with classification standard definitions and settings<li> <li>Experience with Privacy requirements and work with personal information and its protection<li> <li>Strong strategic thinking problem solving and analytic skills<li> <li> Utilize metrics as means to improve performance<li> <li>Ability to adapt to change in emerging environments and work across multiple areas<li> <li>Experience in developing policies and procedures<li> <li>Experience in project management project execution and managing multiple priorities in a timeline driven environment<li> <li>Experience working in a highly regulated environment including an understanding of audit and compliance requirements<li> <li>Understanding of and interest in technology selection and implementation<li> <li> Experience in Information Security related policy procedure and control writing<li> <li> General understanding of information technology and risk management concepts<li> <li>Ability to work independently and as a member of a team proficient in collaborating with internal business clients from different departments and at various levels of seniority<li> <li>Proficient in gathering analyzing and evaluating facts and preparingpresenting concise oral and written data analysis and reports<li> <li>Excellent organizational written and oral communication skills<li> <ul><p><br ><b>Technical Skills<b><br ><p><ul><li>Office 365 Word Excel PowerPoint<li> <li>Experience with systems supporting Compliance Risk Audit Privacy and Management such as ServiceNow Archer etc<li> <li>Project Program Management<li> <li>Business Intelligence tool experience<li> <ul><p><br ><b> Education andor Experience <b><br ><p><ul><li>Bachelors degree or higher in information management information systems law computer science or BABS in another discipline with equivalent experience<li> <li>5 or more years of applicable work experience<li> <li>Previous work with information or data governance control activities in the financial services industry<li> <li>Experience in the financial services industry<li> <ul><p><br ><b> Certificates or Licenses <b><br ><p><ul><li>Certifications in Information Data Privacy Records or Security such as Certified Information Privacy Professional CIPP Certified Information Privacy Management CIPM Certified Records Manager CRM andor Certified Information Privacy Technologist CIPT Certified Information Systems Security Professional CISSP Information Governance Professional IGP Certified Information Security Manager CISM and Certified Information Systems Auditor CISA<li> <ul><p><br ><b> Who We Are <b><br >The Options Clearing Corporation OCC is the worlds largest equity derivatives clearing organization Founded in 1973 OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options futures and securities lending transactions As a Systemically Important Financial Market Utility SIFMU OCC operates under the jurisdiction of the US Securities and Exchange Commission SEC the US Commodity Futures Trading Commission CFTC and the Board of Governors of the Federal Reserve System OCC has more than 100 clearing members and provides central counterparty CCP clearing and settlement services to 19 exchanges and trading platforms More information about OCC is available at wwwtheocccom<br ><b>What We Offer<b><br >A highly collaborative and supportive environment developed to encourage worklife balance and employee wellness Some of these components include<br >A hybrid work environment up to 2 days per week of remote work<br >Tuition Reimbursement to support your continued education<br >Student Loan Repayment Assistance<br >Technology Stipend allowing you to use the device of your choice to connect to our network while working remotely<br >Generous PTO and Parental leave<br >Competitive health benefits including medical dental and vision<br ><b>Step 1<br >When you find a position youre interested in click the Apply button Please complete the application and attach your resume <b><br ><b>Step 2<br >You will receive an email notification to confirm that weve received your application<b><br ><b>Step 3<br >If you are called in for an interview a representative from OCC will contact you to set up a date time and location <b><br ><b>For more information about <b> OCC <b> please click <b> here <br ><b>OCC is an Equal Opportunity Employer<b><p>
Associate Principal, Software Engineering: Blockchain, Distributed Ledger, Scala
Company: OCC
Location: Dallas-Fort Worth, TX
Posted Mar 12, 2024
<p><b> Who We Are <b><br >The Options Clearing Corporation OCC is the worlds largest equity derivatives clearing organization Founded in 1973 OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options futures and securities lending transactions As a Systemically Important Financial Market Utility SIFMU OCC operates under the jurisdiction of the US Securities and Exchange Commission SEC the US Commodity Futures Trading Commission CFTC and the Board of Governors of the Federal Reserve System OCC has more than 100 clearing members and provides central counterparty CCP clearing and settlement services to 19 exchanges and trading platforms More information about OCC is available at wwwtheocccom<br ><b>What We Offer<b><br >A highly collaborative and supportive environment developed to encourage worklife balance and employee wellness Some of these components include<br >A hybrid work environment up to 2 days per week of remote work<br >Tuition Reimbursement to support your continued education<br >Student Loan Repayment Assistance<br >Technology Stipend allowing you to use the device of your choice to connect to our network while working remotely<br >Generous PTO and Parental leave<br >Competitive health benefits including medical dental and vision<br ><b> What Youll Do <b><br >Youll be working alongside experts that are building OCCs next generation blockchainbased Securities Lending system and paving the future of digital transformation in the capital markets industry by<br ><p><ul><li>Collaborating with others to deliver complex projects which may involve multiple systems<li> <li>Continuously thinking about the next steps while improving yourself and others around you<li> <ul><p><br ><b> Qualifications <b><br ><p><ul><li>7+ years of experience with software development and delivery<li> <li>2+ years of functionalbased software development experience<li> <ul><p><br >Scala or Reactjs preferred<br ><p><ul><li>2+ Webmobile application development experience<li> <li>Experience working with two or more of the following UnixLinux environments eventdriven systems transaction processing systems distributed and parallel systems large software system development security software development publiccloud platforms<li> <li>Functionalbased software development experience required<li> <ul><p><br ><b> Preferred Qualifications <b><br ><p><ul><li> 7+ years of application delivery methodologies including the ability to utilize these in order to deliver new or enhanced applications<li> <li> 7+ years of application design activities tools and techniques ability to utilize these to convert business requirements and logical models into a technical application design<li> <li> 2+ years of experience with Scala and functional programing paradigm<li> <li> Packaged application integration experience preferred including knowledge of and the ability to implement packaged application software and integrate it with technology platforms<li> <li> Experience or knowledge of AWS<li> <ul><p><br ><b> Technical Skills <b><br ><p><ul><li>Web application development experience preferred<li> <li>Experience working with two or more of the following UnixLinux environments eventdriven systems transaction processing systems distributed and parallel systems large software system development security software development publiccloud platforms<li> <li>Fluent in functional programming objectoriented design industry best practices software patterns and architecture principles<li> <li>Strong testing experience which includes developing test plans automated test cases and working with test frameworks<li> <li>Deep understanding of performance issues and multithreaded development<li> <li>Experience with continuous integration tools and techniques automating processes and writing scripts using Python and other languages<li> <ul><p><br ><b> Education andor Experience <b><br ><b> Minimum Qualifications <b><br ><p><ul><li>BS degree in Computer Science similar technical field or equivalent practical experience<li> <ul><p><br ><b>Step 1<br >When you find a position youre interested in click the Apply button Please complete the application and attach your resume <b><br ><b>Step 2<br >You will receive an email notification to confirm that weve received your application<b><br ><b>Step 3<br >If you are called in for an interview a representative from OCC will contact you to set up a date time and location <b><br ><b>For more information about <b> OCC <b> please click <b> here <br ><b>OCC is an Equal Opportunity Employer<b><p>
Manager, Internal Audit, Business and Risk
Company: OCC
Location: Chicago, IL
Posted Mar 18, 2024
<p><b>What Youll Do<b><br >This role will manage independent assessments of OCCs financial and operational business processes risk management and other objectives as needed The role is responsible for defining the proper scope approach and quality are integrated into each audit and that regulatory operational and strategic risks are sufficiently mitigated by Management This role will also be required to present recommendations for improvements to the Internal Audit Leadership and finding owners In addition as a manager you will own the coaching of your direct reports developing their skills and supporting their career development<br ><b>Primary Duties and Responsibilities<b><br >To perform this job successfully an individual must be able to perform each primary duty satisfactorily<br >Responsibilities will be aligned but not limited to four pillars<br ><b> Delivery <b><br ><p><ul><li>Aid in the development of the risk assessment and comprehensive audit plan on an annual basis<li> <li>Lead multiple audits and validations simultaneously<li> <li>Defining and leading the execution of audit projects in accordance with the annual audit plan<li> <li>Owning the audit quality accuracy of results and delivery in a timely manner<li> <li>Leading audits related to organization changes including business requirements definitions technology implementations eg changes to the supported business processes engagement and alignment of change initiatives to business objectives<li> <ul><p><br ><b> Quality <b><br ><p><ul><li>Ability to clearly articulate professional principles and standards eg AICPA IIA IPPF COSO and the relevancy to risk management and impact on policies and procedures In addition leveraging these principles and standards to test and evaluate corporate risk management processes and controls<li> <li>Maintaining an understanding of policies procedures standards and supporting technologies and educating staff accordingly to effectively identify potential risks and alternatives to mitigate risk exposure leveraging leading practices<li> <li>Keeping current on leading practices and emerging risks within the financial services industry and making recommendations for improvements as necessary<li> <li>Serving as a liaison with external parties and regulators to facilitate timely and efficient external reviews knowledge transfer and controls and process education<li> <li>Supporting other departmentwide activities such as but not limited to peer reviews of audit deliverables policy and procedure development and refinement etc<li> <ul><p><br ><b> Leadership <b><br ><p><ul><li>Lead and implement strategic initiatives related to new audit programsprocesses technology or other initiatives<li> <li>Planning leading and reporting for riskbased and special request audit assignments<li> <li>Proactively identifying regulatory operational andor strategic risks to the organization and deliver recommendations for improvements to senior leadership<li> <li>Developing and maintaining effective relationships with business groups and leadership and partnering with management<li> <ul><p><br ><b> Team Development <b><br ><p><ul><li>Effectively lead audit staff providing direction clearly defined performance expectations coaching and feedback and recognitionmotivation<li> <li>Providing oversight and coaching to the team both internal andor cosourced resources confirming the delivery quality and auditee experience<li> <ul><p><br ><b> Supervisory Responsibilities <b><br >Manage a team<br ><b>Qualifications<b><br >The requirements listed are representative of the knowledge skill andor ability required Reasonable accommodations may be made to enable individuals with disabilities to perform the primary functions<br >Qualifications amp Experience will be required but not limited to<br ><b> Qualifications <b><br ><p><ul><li>Ability to communicate clearly and effectively both orally and in writing including the ability to handle potentially sensitive situations and discussions<li> <li>Strong problem solving and analytical capabilities<li> <li>Demonstrated ability to gather analyze and evaluate facts and prepare and present concise oral and written reports<li> <li>Ability to work independently or as part of a team prioritizing multiple audit assignments to simultaneously complete each in a timely fashion<li> <ul><p><br ><b> Experience <b><br ><p><ul><li>Experience working in a complex fast paced environment<li> <li>Experience using the principles practices and techniques involved in conducting audits in accordance with the requirements set forth in the International Standards for the Professional Practice of Internal Auditing published by the Institute of Internal Auditors IIA<li> <li>Preferred Consulting andor accounting firm experience<li> <li>Preferred Experience in Financial ServicesSecurity Industry and working with regulations such as Regulation Systems Compliance and Integrity Reg SCI<li> <ul><p><br ><b>Technical Skills<b><br ><p><ul><li>Required Microsoft Office applications<li> <li>Preferred Strong proficiency using Archer or other audit or Governance Risk and Compliance GRC software<li> <ul><p><br ><b> Education andor Experience <b><br ><p><ul><li>Required Bachelors degree or equivalent in Accounting Finance Business Administration or related field<li> <li>Required 7+ years of experience auditrelated in conducting riskbased operational and compliance audits and projects business process reviews and internal audits<li> <ul><p><br ><b> Certificates or Licenses <b><br ><p><ul><li>Required Certified Financial Services Auditor CFSA Certification in Risk Management Assurance CRMA Certified Internal Auditor CIA Certified Public Accountant CPA or equivalent<li> <ul><p><br ><b> Who We Are <b><br >The Options Clearing Corporation OCC is the worlds largest equity derivatives clearing organization Founded in 1973 OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options futures and securities lending transactions As a Systemically Important Financial Market Utility SIFMU OCC operates under the jurisdiction of the US Securities and Exchange Commission SEC the US Commodity Futures Trading Commission CFTC and the Board of Governors of the Federal Reserve System OCC has more than 100 clearing members and provides central counterparty CCP clearing and settlement services to 19 exchanges and trading platforms More information about OCC is available at wwwtheocccom<br ><b>What We Offer<b><br >A highly collaborative and supportive environment developed to encourage worklife balance and employee wellness Some of these components include<br >A hybrid work environment up to 2 days per week of remote work<br >Tuition Reimbursement to support your continued education<br >Student Loan Repayment Assistance<br >Technology Stipend allowing you to use the device of your choice to connect to our network while working remotely<br >Generous PTO and Parental leave<br >Competitive health benefits including medical dental and vision<br ><b>Step 1<br >When you find a position youre interested in click the Apply button Please complete the application and attach your resume <b><br ><b>Step 2<br >You will receive an email notification to confirm that weve received your application<b><br ><b>Step 3<br >If you are called in for an interview a representative from OCC will contact you to set up a date time and location <b><br ><b>For more information about <b> OCC <b> please click <b> here <br ><b>OCC is an Equal Opportunity Employer<b><p>