BRANCH CHIEF

Summary The Division of Investment Management's Rulemaking Office is seeking a Supervisory Attorney-Adviser (Private Funds Branch Chief) in the Investment Adviser Regulation Office. As a Branch Chief, you will lead policy development for private fund advisers, oversee complex rulemakings, provide interpretive guidance, supervise attorneys, and advise Commission staff and leadership on key regulatory initiatives. Learn more about this agency Duties In this role as a Private Funds Branch Chief, you will be responsible for: Analyze and interpret federal securities laws and Commission rules governing investment advisers and investment companies, including private fund advisers and private funds, to assess the need for new rules or amendments; develop policy recommendations; draft proposing and adopting releases; formulate interpretive positions; and contribute to strategic approaches for advancing the Commission's regulatory objectives. Lead and manage rulemaking initiatives, including with respect to private fund advisers and private funds, from concept development through Commission consideration and approval, ensuring compliance with the Administrative Procedure Act and integrating legal, economic, and policy analyses throughout the process. Draft work products and provide rigorous review and editorial guidance on rulemakings, staff guidance, and other written materials prepared by team members. Advise the Commission and staff across the agency, including in Enforcement, Examinations, and Disclosure Review, on issues involving the regulation of investment advisers and private fund advisers, and on the disclosure of information by investment advisers and private fund advisers. Perform supervisory duties, including setting performance expectations, providing feedback, managing training, awards, and recruitment; and communicate policies, procedures, and goals to staff. Communicate with the Division Director, Associate Directors, and internal and external stakeholders on the status, progress, and key developments related to rulemaking matters. Requirements Conditions of employment CITIZENSHIP: You must be a US citizen. SELECTIVE SERVICE: Males born after 12/31/59 must be registered or exempt from Selective Service (see https://www.sss.gov/). SECURITY CLEARANCE: Entrance on duty is contingent upon completion of a pre-employment security investigation. Favorable results on a Background Investigation may be a condition of employment or selection to another position. DRUG TESTING: This position may be subjected to drug testing requirements. PERMANENT CHANGE OF STATION (PCS): Moving/Relocation expenses are not authorized. DIRECT DEPOSIT: All Federal employees are required to have Federal salary payments made by direct deposit to a financial institution of their choosing. SUPERVISORY TRIAL PERIOD: This appointment may require completion of a two year supervisory/managerial trial period. TRIAL PERIOD: Consistent with 5 U.S.C. § 7511, you will be required to serve a two-year trial period (one year for preference eligible veterans) if the position to which you have applied is not the same or similar to your current position of record. You must possess a J.D. or LL.B Degree and you must be an active member of the bar in good standing. Qualifications Applicants are responsible for confirming all required materials are submitted by the closing date of the announcement. Please check the How You Will Be Evaluated and Required Documents sections carefully, as missing documents will render the application incomplete and ineligible for review. Qualifying experience may be obtained in the private or public sector. Experience refers to paid and unpaid experience, including volunteer work done through National Service programs (e.g., Peace Corps, AmeriCorps) and other organizations (e.g., professional, philanthropic, religious, spiritual, community, student, social). Volunteer work helps build critical competencies, knowledge, and skills and can provide valuable training and experience that translates directly to paid employment. You will receive credit for all qualifying experience, including volunteer experience. All qualification requirements must be met by the closing date of this announcement. BASIC REQUIREMENT: All applicants must possess the following: J.D. or LL.B. degree --AND-- Active membership of the bar in good standing in any state, territory of the United States, the District of Columbia, or the commonwealth of Puerto Rico. (Note: proof of bar membership will be required before entry on duty. MINIMUM QUALIFICATION REQUIREMENT: In addition to meeting the basic requirement, applicants must also meet the minimum qualification requirement. SK-15: Applicant must have three years of post J.D. work experience independently identifying legal issues, providing legal analyses, providing legal solutions/recommendations, and preparing legal documents such as contracts memoranda, and disclosure documents, which also includes two years: Providing legal guidance on issues arising under the federal securities laws, including interpreting statutes, rules, and regulations; Conducting legal research and developing interpretations of statutory and regulatory provisions; and Applying the requirements of the Investment Advisers Act, Investment Company Act, Securities Act, and Exchange Act. ACCOMPLISHMENT RECORD COMPETENCIES: Your Accomplishment Record narratives should address the following competencies. See the How You Will Be Evaluated section below for more information: Developing and Managing Others - Ability to recruit, develop and manage the workforce to meet organizational goals, with little or no guidance. Legal and Regulatory Compliance - Conducts analysis and prepares documents relating to compliance with Federal securities laws. Teamwork and Collaboration - Interacts with internal and external stakeholders to support organizational goals and objectives. Critical Thinking - Considers a variety of factors, general and subject matter-specific, when making decisions and determining next steps. Education You MUST provide transcripts or other documentation to support your educational claims. Unless otherwise stated: (1) official or unofficial transcripts are acceptable, or (2) you may submit a list with all your courses, grades, semester, year, and credit for the course. If you are qualifying for this position by substituting education or training for experience, you must submit a copy of your unofficial transcripts or equivalent by the closing date of the announcement. Qualifying education must have been obtained from an accredited college or university recognized by the U.S. Department of Education. Internal Applicants: OHR will verify education qualifications for internal applicants using documents in the Electronic Official Personnel Folder (eOPF). If required transcripts or certificates are not present in your eOPF, you will be required to provide them to OHR. If selected, a start date will not be established until official transcripts are received. FOREIGN EDUCATION: If you are using education completed in foreign colleges or universities to meet the qualification requirements, you must show the education credentials have been evaluated by a private organization that specializes in interpretation of foreign education programs. For more information, click here. Applicants may also find the following helpful: National Association of Credential Evaluation Services (NACES) is an association of 19 credential evaluation services with admission standards and an enforced code of good practice. Association of International Credentials Evaluators (AICE) is an association of 10 credential evaluation services with a board of advisors and an enforced code of ethics. Additional information Supplementary vacancies may be filled in addition to the number stated in this announcement and may be filled from any division or office within the agency. SEC COMPENSATION PROGRAM: Total salary (base pay + locality) is dependent upon duty location. The overall salary range listed above is provided for informational purposes; a selectee's initial pay will be established below the maximum rate of the range. The pay for current SEC employees will be determined according to the procedures specified in the agency's policy. Please click here for a compensation overview. Disability Employment: For information on disability appointments, click here. Reasonable Accommodation: If you are an applicant who needs a reasonable accommodation to participate in the SEC application process due to a medical disability, please contact [email protected]. For religious-based accommodations, please contact [email protected] . Please be sure to submit your request at least 5 business days in advance of the date you need the requested accommodation. Equal Employment Opportunity (EEO) Information for SEC Job Applicants: For more information, please click here. The Fair Chance Act prohibits specific inquiries concerning an applicant's criminal or credit background unless the hiring agency has made a conditional offer of employment to the applicant. An applicant may submit a complaint, or any other information, to the agency within 30 calendar days of the date of alleged non-compliance by contacting the Legal and Policy Office in the Office of Human Resources at [email protected]. Expand Hide  additional information Candidates should be committed to improving the efficiency of the Federal government, passionate about the ideals of our American republic, and committed to upholding the rule of law and the United States Constitution. Benefits A career with the U.S. government provides employees with a comprehensive benefits package. As a federal employee, you and your family will have access to a range of benefits that are designed to make your federal career very rewarding. Opens in a new windowLearn more about federal benefits. Review our benefits Eligibility for benefits depends on the type of position you hold and whether your position is full-time, part-time or intermittent. Contact the hiring agency for more information on the specific benefits offered.