Associate, Client Due Diligence

The Role

The Client Due Diligence Associate (CDD Associate) supports the timely and accurate completion of Due Diligence Questionnaires (“DDQ”) and Requests for Proposals (“RFP”). This important role will help secure and maintain existing business relationships as well as new opportunities. The successful candidate is expected to be knowledgeable in AML principles to be able to analyze situations to identify gaps and risks in KYC information and documentation, and to be able to work well within a team and yet take initiative and ownership over his/her own area of work.

How You'll Make an Impact

• Oversee and coordinate the completion of due diligence questionnaires and requests for proposals; ensuring content is accurate and compliant
• Develop and implement procedures to improve the efficiency of the completion of KYC Questionnaires/Due Diligence Questionnaires and Request for Proposals
• Collaborate across functions/subject matter experts to produce accurate responses to standard and customized questions
• Manage and maintain a library of information and standard responses regarding investment offerings, platform offering and governance, statistical data related to firm, personnel, etc.
• Manage various responsibilities related to the successful execution of the role

What We're Looking for

• 2+ years of corporate professional financial services experience
• Bachelor’s Degree
• Strong communication skills, both written and verbal
• Project management skills and ability to prioritize tasks and meet critical deadlines
• A self-starter, capable of motivating others
• Multi-tasking skills and critical thinking
• Detail oriented, including the ability to follow-through on pending items or projects
• Must be proficient with Microsoft Office applications, especially with regards to Excel
• An understanding of the Fixed Income Market is helpful, but not required
• Excellent organizational and time management; ability to foster and manage cross functional relationships

What You Can Expect from Us

• Hybrid Environment: Our employees enjoy a mix of working in the office and from home
• Free Food: We provide free lunch for employees when they are working in the office. Plus, our offices are stocked with snacks.
• Paid Time Off: Competitive PTO package including vacation and personal days, sick leave and charity days
• Generous Parental Leave: Up to 20 weeks fully paid leave
• 401(k): Dollar-for-dollar employer match up to $10K
• Employee Stock Purchase Plan: Employees can purchase MarketAxess common stock at a discount
• Wellness Stipend: We provide employees with up to $1K annually towards gym memberships, home office equipment and more
• Onsite Healthcare: We offer convenient access to world-class care through Mount Sinai at our Hudson Yards location (should only have this for NY jobs)
• Tuition Assistance and Professional Training: Benefit from on-demand learning, boot camps, and opportunities to attend conferences
• Core benefits: Highly competitive medical, dental, and vision programs

For job positions in NYC, NY, and other locations where required, the estimated salary range for a new hire into this position is $90,000 USD to $100,000 USD. Actual salary may vary depending on job-related factors, which may include knowledge, skills, experience, and location. You may also be eligible for annual cash incentives, equity, and other benefit programs.

MarketAxess Corporation and its affiliates provide equal employment opportunities to all persons regardless of age, color, national origin, citizenship status, physical or mental disability, race, religion, creed, gender, sex, sexual orientation, gender identity and/or expression, genetic information, marital status, veteran status, or any other legally protected characteristic in the location in which the candidate is applying.

All of your information will be kept confidential according to EEO guidelines.