Audit Manager, Technology

Company Description

MarketAxess is a FinTech company and component of the S&P 500.  We are a leading provider of global fixed income trading platforms, data, and post-trade solutions. 

The fixed-income markets represent an enormous global marketplace, where only a fraction of average daily trade volume occurs electronically. Believe it or not, most fixed-income trades are still executed via phone or blotter, providing us with a significant opportunity for disruption and future growth. 

We believe this market is ripe for disruption and have created a proprietary electronic platform that connects the world’s most influential financial institutions to the world’s largest capital market.  Since 2015, MarketAxess has grown from roughly 300 employees to approximately 700 with offices across seven countries and annual revenue has more than doubled.  We’re excited about the growth opportunities ahead and have built a fast-paced, collaborative, environment where all employees are empowered to make a material impact.  We hope you’ll come join us!

About the Job

Technology audits make up nearly half of our internal audit plan.  As Audit Manager, Technology, you will be responsible for conducting internal audits of complex technology areas on behalf of the Chief Audit Executive. This includes preparing audit scope documents, audit work papers and draft audit reports on all technology domains (information security, infrastructure, changement, etc.).  The primary role will be to execute internal audits, perform pre-implementation reviews and special projects work where needed. 

The candidate will play a key role in developing and managing relationships within technology across all levels of employee through executive management. This position will include global coverage responsibilities of internal audits too.

What You’ll Do

• Engage with process owners to stay informed of changes and new initiatives within the business and technology areas and sharing audit perspectives relating to risk identification and mitigation
• Perform technology enterprise-wide risk assessments under the oversight of the Chief Audit Executive; including areas of focus for internal audit
• Exhibit technical strength and expertise as it relates to key technological growth, such as:
• Cybersecurity
• Infrastructure
• Cloud
• Automation processes
• Lead complex technology internal audits according to the audit plan
• Execute all aspects of the audit timely from the scoping, planning, fieldwork, and reporting in accordance with IIA standards; this includes issue discussions with senior level management
• Contribute to pre-implementation assessments of technology projects and preparing management and board documents to highlight work performed
• Assess technology control design; current state and gap analysis
• Assess design and operating effectiveness of policy and procedure documentation
• Assist in the preparation of reports for senior management, the Audit Committee, the Risk Committee and the Board of Directors

What You Bring to the Table

• Bachelor's degree or equivalent work experience in a relevant discipline 
• 8+ years of internal or public accounting IT audit experience with demonstrated knowledge in a specific technology field
• Strong communication skills and the ability to conduct meetings with senior management
• Strong analytical skills 
• A self-starter, adept at working independently in a fast-paced, deadline-oriented team environment
• Excellent verbal and written communication skills
• Advanced degree a plus in the disciplines of Computer Information Systems or Information Technology with a Security or Networking focus is preferred
• Recognized accounting/auditing/information systems certifications preferred (e.g. CPA , CIA, CISA or CISSP)
• Knowledge and experience in performing audits of technology projects and programs (ex. SDLC, Agile) a plus
• Strong knowledge of relevant technology standards such as COBIT, ISO 27001, NIST Framework, SOC 1 and 2 preferred
• Comprehensive understanding and experience of internal controls within the IT function a plus
• Demonstrated Technical skills in multiple technology domains including software development, database management, networking, cloud control and information security preferred
• Cloud or emerging technology certification preferred
• Experience preferred within the financial industry, with Capital Markets or FinTech experience preferred

What’s In It for You?

In addition to working on cutting edge technology and in our culture of innovation, collaboration, and openness, we offer:

• Hybrid Environment: Flexibility matters! Our employees enjoy a mix of working in the office and from home
• Employer Provided Food: Free lunch is delivered for all employees when in the office. Offices are always stocked with free snacks and drinks.
• Paid time off: Competitive PTO package including vacation days, sick leave, charity leave and parental leave
• 401(k): Dollar-for-dollar employer match up to $10K
• Employee Stock Purchase Plan: Participate in our tax advantaged ESPP and purchase MarketAxess common stock
• Health Insurance: Highly competitive medical, dental, and vision programs
• Wellness Stipend: Up to $1K annually towards gym memberships, home office equipment and more
• Onsite Healthcare: Convenient access to world-class care through Mount Sinai at our Hudson Yards location
• Tuition Assistance and Professional Training: We want to empower your continued growth and development. On-demand learning, boot camps, and opportunities to attend conferences are available to all employees.

For job positions in NYC, NY, and other locations where required, the estimated salary range for a new hire into this position is $135,000 USD to $180,000 USD. Actual salary may vary depending on job-related factors, which may include knowledge, skills, experience, and location. You may also be eligible for annual cash incentives, equity, and other benefit programs.

MarketAxess Corporation and its affiliates provide equal employment opportunities to all persons regardless of age, color, national origin, citizenship status, physical or mental disability, race, religion, creed, gender, sex, sexual orientation, gender identity and/or expression, genetic information, marital status, veteran status, or any other legally protected characteristic in the location in which the candidate is applying.

All of your information will be kept confidential according to EEO guidelines.