Client Onboarding Specialist

Your role

Are you a self-starter? Do you see opportunity when faced with a challenging problem, and are you willing to deep dive to identify solutions and deliver results?

We're seeking someone like this to:

• support UBS Sales & Trading across multiple markets and asset classes, covering both domestic and international client accounts• provide a critical service for our business partners, ensuring that all information provided for new client relationships is corroborated with supporting documentation as required by local laws, regulations and UBS internal policies• perform basic and enhanced KYC due diligence for new and existing UBS clients• review incoming documents for clients in accordance with UBS KYC /Anti-Money Laundering Program (AML) policies• conduct background checks and evaluate negative news related to existing clients and prospects• maintain working knowledge of appropriate BSA and OFAC laws and regulations• understand Customer Identification Program (CIP) and Customer Due Diligence (CDD) requirements and related procedures• be an active risk manager, recognize the factors that impact client risk rating and due diligence requirements

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Your team

You will be working as part of the IB Client Onboarding team in Nashville, TN. This is a highly visible group. Team members play an important role in the success of multiple lines of business and have a direct impact on the reputation of UBS.

This role offers a unique opportunity to build relationships across multiple IB functions and establish partnerships with internal credit, legal, compliance, and operations teams.

Your expertise

• BA/BS degree in Finance , Business, Legal Studies, and/or similar discipline• ideally 1+ years of relevant experience, preferably working in financial services, compliance, or law • ability to analyze client information and documentation to facilitate account opening• understanding of rules, regulations, and regulatory requirements (BSA / US Patriot Act / OFAC / Dodd Frank)• strong organizational/time management skills and attention to detail• exceptional written and verbal communication

About us

UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors

We have a presence in all major financial centers in more than 50 countries.