Compliance Analyst - Futures Brokerage Services

Compliance Analyst - Futures Brokerage Services
NinjaTrader is an investor-backed, exciting growth stage FinTech company servicing hundreds of thousands of traders by providing award winning software and brokerage services. We are building products and services which empower active traders to easily analyze and react to data from the world's leading financial markets. Located in Chicago, our unique employee-centric company culture is one that our team finds inviting, comfortable and fun. We are currently accepting applications for a Compliance Analyst to join our growing team! Please visit www.ninjatrader.com to learn more about our business.
About You:
The Compliance Analyst will be responsible for understanding CFTC regulations, NFA and exchange rules and the firm's compliance policies and procedures, and apply them to NinjaTrader's futures business. In addition, you will assist the Compliance Team document policy and procedures, investigate and respond to regulatory inquiries, coordinate with the firm's Marketing Team to review and approve promotional material, address customers' compliance related questions and concerns each day, review material produced by 3rd party vendors, and more. This Compliance Analyst will report directly to the Senior Compliance Officer.
Responsibilities:

• Help develop and implement the firm's brokerage compliance policies and procedures
• Assist with regulatory inquiries, filings and audits
• Coordinate with Marketing to review promotional material
• Review promotional material of 3rd parties that promote the NinjaTrader trading platform
• Providing compliance support to colleagues and customers
• Document standard operating procedures for the compliance team
• Participating in or leading other projects as they arise
• Train staff on rules, regulation and policy for anti-money laundering, cybersecurity, ethics, customer protection, etc.

Job Requirements:

• Bachelor's Degree in a related field
• 1+ years of futures industry compliance experience with an IB, FCM or a futures regulator
• Ability to thrive working cross functionally with all departments within the Company
• Strong organizational skills and attention to detail
• Excellent written and verbal communication skills
• Ability to navigate complex issues while meeting deadlines
• Microsoft Office products proficient

Perks and Benefits:

• Comprehensive benefits package (full medical, dental, vision, life and disability insurance)
• 401k with Company Match
• 15 days paid time off per year
• Generous Work Remote Program
• 7 paid holidays annually
• Health Club Membership
• Business-casual work environment