Compliance Analyst, Market Surveillance

OKX · Other US Location

Company

OKX

Location

Other US Location

Type

Full Time

Job Description

Who We Are

At OKX, we believe the future will be reshaped by technology. Founded in 2017, we are revolutionising world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems. We reshape the financial ecosystem by offering some of the most diverse and sophisticated products, solutions, and trading tools on the market. Trusted by more than 50 million users in over 180 countries globally, OKX empowers every individual to explore the world of Web3. With our extensive range of products and services, and unwavering commitment to innovation, OKX envisions a world of financial access backed by blockchain and the power of decentralized finance.

 

We are innovative in the way we think, work, and in the products we create. We are also socially responsible by actively participating and encouraging employees to take part in various public welfare activities. With more than 4,000 employees around the world, we believe embracing diversity and inclusion will spark the creation of long-term value for the industry. Come Build the Future with Us now!

About the Team

The Compliance function at OKX is responsible for the overall compliance culture at the company. We’re a team of risk-minded problem solvers who advise the business on the company’s regulatory obligations and enterprise risk.

 

About the Opportunity

The successful candidate will have prior market surveillance experience in the financial services or FinTech industries. You’ll work closely with our other compliance team members to monitor alerts, rule development and adjustment, and specific event triggers to drive sophisticated customer transaction profiling and review.

At your core, you’ll thrive in a fast-paced, collaborative, process-driven environment and be able to adapt and adjust plans on-the-fly. You must also have strong prioritization skills and willingness to roll up your sleeves to get the job done. Most importantly, you’ll drive results and significantly grow and improve on our market surveillance capabilities.

 

What You’ll Be Doing

  • Monitor trading activity for insider dealing and/or market abuse via industry leading tools and platforms.

  • Act as a subject matter expert in the performance of market surveillance.

  • Strong regulatory knowledge and experience with global market integrity and transparency requirements for financial institutions.

  • Carry out day-to-day surveillance operations including alert reviews and investigations in order to identify and report on insider dealing or market manipulation activities across a range of market abuse typologies.

  • Leverage data sets and analytical skills to enhance research and investigations, ensuring both quantitative and qualitative analysis is incorporated into decision making.

  • Collaborate across Compliance, Product, Engineering, Data to help build and continuously improve systems, tooling, data and reporting.

What We Look For In You 

  • BA/BS in a related technical field or equivalent practical experience

  • At least 3+ years of experience in market surveillance, trading, or closely related fields

  • Strong interpersonal skills, with an emphasis on teamwork, initiative, and integrity

  • Comfort with working in a fast-paced environment, handling multiple priorities simultaneously

Perks & Benefits

  • Competitive total compensation package

  • L&D programs and Education subsidy for employees' growth and development

  • Various team building programs and company events

  • Wellness and meal allowances

  • Comprehensive healthcare schemes for employees and dependants 

  • More that we love to tell you along the process!

#LI-CZ1

Apply Now

Date Posted

10/02/2024

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