Compliance Associate – Data Compliance

A Career with Point72’s Compliance Department

The Point72 Compliance department employs a number of professionals supporting global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice, and conducting pre and post trade surveillance. We are looking for someone to join our team that is highly proficient, articulate, solution oriented, and proactive. Our team is essential to the success of Point72, and our compliance professionals are embedded in investment professional and investment services teams across the organization. We offer mentorship, a growth path, and the opportunity for a long-term career with Point72.

What you’ll do

In this role, you will join the Point72 Data Compliance team to provide advisory compliance and legal support to the firm’s research and data initiatives across all investment strategies. Specifically, you will:

• Work as a member of the Data Compliance team within Research Compliance to conduct due diligence reviews of potential data and non-sell-side research providers including, but not limited to, applicable compliance policies; usage rights; authorization to sell, license, or share the data; and compliance with applicable federal and state laws
• Prepare due diligence memoranda
• Provide compliance support and monitoring of research centric discretionary investment and Market Intelligence teams
• Provide compliance support and monitoring of quantitative investment strategies and teams
• Negotiate data and research provider contracts
• Assist with drafting, enhancing, and implementing compliance best practices
• Collaborate internally with the broader Compliance department
• Assist with advising key stakeholders and management on applicable regulatory developments and case law, and help draft and refine policies and training as required
• Assist with ad hoc legal and compliance issues, special projects, and strategic initiatives

What’s required

• 1+ years of professional experience in compliance or legal relating financial services industry
• Juris Doctorate degree from an accredited law school and applicable license to practice law
• Strong verbal and written communication skills
• Experience partnering successfully with business colleagues
• Strong analytical, problem-solving, planning, and organizational skills
• Attention to detail and the ability to handle multiple tasks and priorities simultaneously
• Commitment to the highest ethical standards

We take care of our people

We invest in our people, their careers, their health, and their well-being. When you work here, we provide:

• Fully-paid health care benefits
• Generous parental and family leave policies
• Mental and physical wellness programs
• Volunteer opportunities
• Non-profit matching gift program
• Support for employee-led affinity groups representing women, minorities and the LGBT+ community
• Tuition assistance
• A 401(k) savings program with an employer match and more

About Point72

Point72 Asset Management is a global firm led by Steven Cohen that invests in multiple asset classes and strategies worldwide. Resting on more than a quarter-century of investing experience, we seek to be the industry’s premier asset manager through delivering superior risk-adjusted returns, adhering to the highest ethical standards, and offering the greatest opportunities to the industry’s brightest talent. We’re inventing the future of finance by revolutionizing how we develop our people and how we use data to shape our thinking. For more information, visit www.Point72.com/working-here.

The annual base salary range for this role is $140,000-$200,000, which does not include overtime compensation, discretionary bonus compensation or our comprehensive benefits package. Actual compensation offered to the successful candidate may vary from posted hiring range based upon geographic location, work experience, education, and/or skill level, among other things.