Compliance Lead, Monitoring and Testing

Who We Are:

OKX is revolutionizing world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems. We are deeply committed to shaping a fairer, more transparent and accessible society through blockchain technology and to date, we have 50+ million users, 3000+ employees and 180+ countries believing in the same vision as us. We are safe and reliable, backed by our Proof of Reserves. As strong supporters of the Arts and Sports, we are proud partners of @McLarenF1 @ManCity @Tribeca.

About the Team:

The Compliance function at OKX is responsible for the overall compliance culture at the company. We’re a team of risk-minded problem solvers who advise the business on the company’s regulatory obligations and enterprise risk.

Our Compliance Monitoring and Testing (CMT) team, in particular, is an independent oversight function responsible for planning and execution of assurance activities. The goal is to help ensure the systems, processes and controls are operating effectively and sustainably.

What You'll be Doing:

This role will oversee the development of the Compliance Monitoring and Testing Program, partnering closely with other Compliance Leaders, Legal, Product, Engineering and Risk. This role will develop and maintain a comprehensive testing plan leading to the early identification and sustainable mitigation of operational, regulatory and reputational risk.

In this role you will:

• Own, design and manage the Compliance Monitoring and Testing Program, including but not limited to strategy, roadmap and controls to address regulatory requirements.

• Lead, train and mentor a team responsible for conducting comprehensive reviews globally.

• Establish a process to centrally track and validate the implementation of remediation plans submitted by issue owners verifying issues identified during testing have been remediated.

• Communicate our compliance framework and CMT Program requirements to all relevant stakeholders (internal and external).

• Engage cross-functionally (with groups such as Engineering, Legal, Product, and Risk) to establish global processes, standards, documentation and test plans.

• Assist with special projects as needed, with the ability to work in a fast-paced, ever-changing environment.

What We Look For in You:

• 4+ years of experience in compliance within financial services, FinTech or cryptocurrency industries.

• Experience in compliance monitoring and testing roles, preferably overseeing CMT programs, testing plans, and activities across a global footprint.

• Knowledge and understanding of financial services regulations, compliance, policies, process, and procedures.

• Proven leadership and project management skills to drive alignment across stakeholder groups to develop and deliver repeatable end-to-end monitoring and testing processes and controls.

• Ability to manage initiatives involving process improvements and to lead projects with high risk and complexity.

• Comprehensive understanding of operational risk management.

• Excellent communication and presentation skills and ability to interact and lead discussions comfortably with senior levels of management and regulators.

• Proven ability to work within and meet deadlines in a fast-paced environment.

• Self-motivated, critical thinker and adept at working independently and in a dispersed team environment covering multiple and varied tasks.

• Intuitive, highly ethical and comfortable to question and challenge.

• Bachelor's degree or equivalent practical experience

Nice to Haves:

• Familiarity with BSA/AML, money transmission and consumer protection regulations, and industry best practices.

• CAMS, PMI, or equivalent certification

Perks & Benefits

• Competitive total compensation package

• L&D programs and Education subsidy for employees' growth and development

• Various team building programs and company events

• Wellness and meal allowances

• Comprehensive healthcare schemes for employees and dependents

OKX Statement:

The salary range for this position is $160,000 to $230,000. The salary offered depends on a variety of factors, including job-related knowledge, skills, experience, and market location. In addition to the salary, a performance bonus and long-term incentives may be provided as part of the compensation package, as well as a full range of medical, financial, and/or other benefits, dependent on the position offered. Applicants should apply via Okcoin and OKX internal or external careers site.

OKX is committed to equal employment opportunities regardless of race, color, genetic information, creed, religion, sex, sexual orientation, gender identity, lawful alien status, national origin, age, marital status, and non-job related physical or mental disability, or protected veteran status. Pursuant to the San Francisco Fair Chance Ordinance, we will consider employment-qualified applicants with arrest and conviction records.
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