Financial Crimes, Quality Control Analyst

About the Role:

Upgrade is searching for a Financial Crimes Quality Control Analyst to support the Financial Crimes Program Manager in the development of an ongoing testing environment as part of the second line of defense. 

 *This is a hybrid role that will require you to work a couple of days per week in the office.

What You’ll Do: 

• Conduct testing on related processes and procedures to determine effectiveness in meeting the department’s operational objectives and adherence to compliance requirements
• Analyze final results and report findings, including case studies, to Financial Crimes Leadership
• Make data-driven recommendations for control enhancements and procedural improvements
• Create and maintain detailed procedures outlining the testing process to support a multifunctional team

What We Look For:

• Bachelor's degree 
• 3+ years in an AML, Fraud, or Compliance related role
• Experience in Quality Control 
• Working knowledge of the federal regulations under the Bank Secrecy Act (BSA) including Customer Identification Program (CIP), USA Patriot Act, and OFAC (Office of Foreign Assets Control)
• Experience documenting process requirements, workflows, and key performance indicators
• Detailed oriented with excellent written and verbal communication skills
• Statistical analysis skills and proficiency with MS Excel

Nice to have:

• CAMS, CFE, or CGSS 
• FinTech, banking, or startup experience

What We Offer You: 

• Competitive salary and stock option plan
• Hybrid workplace (San Francisco or Phoenix)
• 100% paid coverage of medical, dental and vision insurance 
• Unlimited vacation 
• Learning stipend for personal growth and development 
• Paid parental leave
• Health & wellness initiatives