Fraud Quality Assurance Sr. Analyst

Brief Overview of Position

The Quality Assurance Analyst will report to the Quality Assurance Manager of the Compliance Department and will be responsible for the responsible for reviewing documentation to ensure compliance with fraud policy requirements, regulatory expectations, and internal policies.

Responsibilities

• Perform quality assurance reviews related to fraud SAR filings and investigations
• Review documentation to ensure it consistently meets relevant regulatory expectations and internal policies (timeliness, accuracy, completeness)
• Evaluate the effectiveness of work product to ensure appropriate risk factors were considered in the overall decision across multiple workstreams
• Serve as a control performer for controls maintained by Quality Assurance (QA)
• Participate/Lead in periodic QA calibration sessions to improve quality and consistency
• Provide feedback and training on how to improve reporting and deliverable quality
• Analyze current systems and processes to identify potential improvements or enhancements
• Prepare reports for Compliance Leadership
• Assist in implementation of detection and prevention methods, such as training and instruction manuals
• Lead special projects or critical casework
• Adhere to designated time frames, manage workflow to the specified deadlines and complete responsibilities in a satisfactory manner.
• Actively ensure compliance with the Texas Capital Bank Code of Conduct, Corporate Compliance rules, and all Anti-Money Laundering, Bank Secrecy Act, information security, and suspicious activity reporting requirements, policies, and procedures, and participate in any required corporate and business line training in these areas

Qualifications

• Bachelor’s Degree in Accounting, Finance, Business, Criminology, or related field or equivalent work experience
• Prior experience required in investigations, including filing SARs on Fraud and/or AML/TF matters or related audit/regulatory experience
• CAMS or CFE relevant certification preferred
• Strong verbal and written communication skills including the ability to edit written documentation
• Keen attention to detail on a consistent basis
• Willing to learn and be flexible to change
• Critical thinking skills
• Proficiency in Microsoft Excel, Word, PowerApps and/or experience in using other database applications

The duties listed above are the essential functions, or fundamental duties within the job classification. The essential functions of individual positions within the classification may differ. Texas Capital Bank may assign reasonably related additional duties to individual employees consistent with standard departmental policy.Texas Capital is an Equal Opportunity Employer.