Global Banking & Markets - Public - Dallas - Analyst - Regulatory Controls Management

GLOBAL BANKING AND MARKETS

Our core value is building strong relationships with our institutional clients, which include corporations, financial service providers, and fund managers. We help them buy and sell financial products on exchanges around the world, raise funding, and manage risk. This is a dynamic, entrepreneurial team with a passion for the markets, with individuals who thrive in fast-paced, changing environments and are energized by a bustling trading floor.

RESPONSIBILITIES AND QUALIFICATIONS

Team Overview: The Regulatory Controls Management Team (RCM) centrally manages preventive (pre-trade) and detective (post-trade) controls and processes for different regulatory obligations within the Global Banking & Markets division. The team focuses on the design, implementation, and enhancements of trading controls for Sales & Trading, including alert management and escalation to key stakeholders.

Roles and Responsibilities:

• Develop subject matter expertise on covered obligations, including design of preventive and detective trade business controls for new regulatory implementation, identify and implement enhancements to existing controls.
• Contribute to strategic initiatives to streamline preventive and detective control design, workflows, and processes across obligations.
• Support regulatory obligation coverage to effectively investigate and remediate trading control issues that may arise.
• Ensure regulatory compliance and monitor control effectiveness through alert management.
• Build relationships with Sales/Trading, Compliance, Legal, Operations and Engineering globally to design and improve business control workflows for new regulatory implementations.
• Develop management reporting (e.g. metrics, dashboards) to improve visibility and facilitate escalation to obligation owners, desks and senior leadership.

Basic Qualifications:

• Bachelor's degree
• 1-3 years of relevant work experience. Exposure to global markets businesses and trade lifecycle with a focus on Sales & Trading workflows and/or regulatory background.
• Ability to translate and analyze data to perform root cause / trending / impact analysis to drive decision making.
• Strong time and project management/organizational skills and attention to detail; ability to handle a fast-paced environment.
• Experience working with Sales/Trading, Engineering, Operations and Change Management to facilitate issue resolution and support strategic initiatives.
• Experience with data blending and data visualization software such as Alteryx, Tableau and Power BI are desirable, but not required.
• Keen to develop a career in Global Banking and Markets working environment.
• Familiarity with derivative products, sales & trading booking platforms and trade flows.

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.

We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html

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