Internal Audit Manager, Corporate Finance

Join a leading fintech company that's democratizing finance for all.
Robinhood was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood is lowering barriers and providing greater access to financial information. Together, we are building products and services that help create a financial system everyone can participate in.
As we continue to build...
We're seeking curious thinkers looking to co-author the next chapters of our story. Joining now means helping shape our vision, structures and systems; playing a key-role as we launch into our ambitious future.
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About the role
As an Internal Audit Manager, you'll be responsible for partnering with internal stakeholders to identify areas of risk and make valuable recommendations on controls. In this role, you will focus on building partnerships with Finance, Accounting, and Operations (Marketing, Communications, Human Resources, Vendor Oversight etc.) teams. You will participate in company-wide risk and controls assessments, and deliver audit, assessments, and advisory projects on the internal audit plan. In addition to the above responsibilities, you will also assist with audit operations such as audit functional initiatives, developing Audit level training, guidance and cross entity collaboration tools; create reporting on behalf of the department to the Audit Committee, read-outs to leadership teams, risk and compliance and other stakeholder groups. The successful candidate will be able to think strategically about specific problems for the business and have a strong ability to execute on those specific deliverables.
Your day-to-day will involve:

• Supporting the execution of the internal audit plan
• Preparing audit documentation including, planning memo, audit scope, procedures, findings and recommendations, including interpreting the significance of audit findings, concluding on findings and making practical recommendations for remediation
• Evaluating controls in order to identify gaps and areas of improvement
• Executing various types of audits, and conducting post-remediation validation
• Building collaborative and trusting relationships with business partners and cross-functional stakeholders
• Partnering with business teams to gather information, resolve problems, and make recommendations for business and process improvements
• Assist with audit operations, audit functional initiatives and ongoing reporting
• Developing and / or maintaining the audit framework, process and tools
• Advocating for and implementing continuous improvement in our internal controls
• Communicating with and educating process owners effectively on the importance of controls, an effective control environment, and the role of Internal Audit
• Facilitating internal and external communications, including interacting with external auditors and regulators

Some things we consider critical for this role:

• Bachelor's degree in a relevant field of study
• 6+ years of auditing experience
• 4+ years of financial services or high tech industry experience
• Experience conducting audits in finance, operations, human resources, vendor management, cash, treasury, liquidity management, financial modeling, corporate accounting, tax, accounts payable, payroll etc.
• Strong reporting and presentation development skills, including use of visualization and data analytic tools
• Understanding of GAAP and public company requirements
• Strong ability to successfully partner with and manage audits for Finance, Accounting and Operations
• Experience in end-to-end audit cycle management and independently operate in a fast-paced, dynamic environment while managing multiple projects / initiatives
• Ability to deal with ambiguity in a experienced manner and creatively break down complex scenarios into manageable chunks

Bonus points:

• Masters degree in a relevant field of study
• Experience conducting audits at a Fintech, Broker-dealer
• Experience in leveraging data analytics or automated tools and techniques to execute audit procedures

• Big 4 consulting experience
• CISA, CPA, CIA, CISM, CAMS certifications

CO Residents: In Colorado, the base pay for this position ranges from $106000 to $141000. This role is also eligible for an annual discretionary bonus and participation in Robinhood's equity plan.
We're looking for more growth-minded and collaborative people to be a part of our journey in democratizing finance for all. If you're ready to give 100% in helping us achieve our mission-we'd love to have you apply even if you feel unsure about whether you meet every single requirement in this posting. At Robinhood, we're looking for people invigorated by our mission, values, and drive to change the world, not just those who simply check off all the boxes.
Robinhood promotes diversity and provides equal opportunity for all applicants and employees. We are dedicated to building a company that represents a variety of backgrounds, perspectives, and skills. We believe that the more inclusive we are, the better our work (and work environment) will be for everyone. Additionally, Robinhood provides reasonable accommodations for candidates on request and respects applicants' privacy rights. To review Robinhood's Privacy Policy please visit Robinhood - US Applicant Privacy Policy .
Click here to learn more about Robinhood's Benefits.
Robinhood is a primarily remote company. If hired, you will work as a remote employee unless the job you are applying for has a different working model specified. Please reach-out to your recruiter if you have any questions regarding the job's working model.