KYC Manager

Your role

Do you have a strong understanding of AML/ OFAC regulations? Are you someone who is interested in identifying risks and offering and implementing suggestions that enhance the workplace?

We're looking for a KYC Manager to:

• ensure that the firm and its employees conduct business in accordance with federal and state laws and rules and regulations, including the rules and regulations of the Securities and Exchange Commission, The Federal Reserve Bank, the Commodity Futures Trading Commission, FINRA, and other governmental agencies, self-regulatory organizations and internal policies and industry best practices• be accountable for executing the Know Your Customer (KYC) activities, ad-hoc regulatory requirement reports, and remediation's of the branch. This includes delivering the Compliance program for anti-money laundering, anti-bribery, sanctions, Cross Border, Fiscal Compliance and related disciplines• identify key risks in the current client lifecycle management process and recommend strategies for future state design to mitigate AML risks while operationalizing efficiency levers and reduce account opening lead times• provide Subject Matter Expertise on potential key risks identified during the EDD review process(e.g., SOW corroboration, negative news/adverse media screening, collection of required UBO/partner documentation, customer activity reviews, client risk rating, etc.)• develop and implement BSA/AML related frameworks, policies and procedures utilizing a Risk Based Approach consistent with UBS' risk profile

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Your team

Our team is part of Global Wealth Management (GWM) and we are located across the US including NJ, NY, Tennessee, Florida, Southwest and Pacific. We are a middle office function supporting the client onboarding process for new clients that require Enhanced Due Diligence. We act as a single point of contact and design to be the first line interface between the Front Office and Financial Crimes Prevention (FCP) to improve Field subject matter expertise and reduce the number of accounts returned to the Front Office. We also partner with the field and FCP to improve process efficiency and streamline the onboarding process for accounts subject to EDD.

Your expertise

• 4 year college degree or international equivalent required; Advanced degree a plus• ideally 2 or more years of AML/Compliance, Risk Management and/or Legal Background is preferred• consulting background in AML is a plus• excellent written and verbal communication skills• ability to interact and work closely with business stakeholders at all levels of seniority• strong understanding of AML/ OFAC regulations• strong understanding of commercial banking and broker dealer products and services• possess strong analytical thinking and critical reasoning skills• ability to work effectively in a team environment• ability to effectively handle a fast paced environment and successfully meet established deadline requirements

About us

UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors

We have a presence in all major financial centers in more than 50 countries.

Your Career Comeback

We are open to applications from career returners. Find out more about our program on ubs.com/careercomeback.