Lead-Risk & Compliance

Job Description:- Monitoring of Service IDs of various systems that are without ownership
- Deep dive to arrive at the ownership of the ID's
- Project ID is EBTS23Qualifications:

• Bachelor’s Degree preferred
• FINRA Series 7 and Series 24 required
• Expertise with specific insurance group compliance (e.g. Life, Disability Insurance, Group Insurance, Broker-Dealer, Investment Advisory).
• Experience in advertising compliance.
• Strong written and oral communication skills.
• Advanced expertise in Microsoft Office suite.
• Ability to communicate effectively to senior management.

Location:

This position can be based in any of the following locations:

Gurgaon

Current Guardian Colleagues: Please apply through the internal Jobs Hub in Workday