Operations Risk Team Lead

AllianceBernstein · San Antonio, TX

Company

AllianceBernstein

Location

San Antonio, TX

Type

Full Time

Job Description

We are seeking an Operations Risk Team Lead to join our Global Operations Risk Management Team in Global Technology & Operations in San Antonio, TX.

The Operations & Technology Risk Management Group encompasses the Operations & Technology Error Coordinators, IT & Operations Audit Management and Vendor Management Teams. Together, the teams are responsible for supporting AB's Operational Risk Management Framework across AB's Global Operations & Technology departments.

The Operations Risk Team Lead will lead a team responsible for responding to client risk events involving Operations and Technology processes. The candidate will manage team SLAs and the clarity and completeness of risk event summaries. The candidate will partner with our Client Group to protect client relationships, speak with subject matter experts to understand processes, and identify process weaknesses to help deliver a culture of continuous improvement. The ideal candidate has a high degree of personal integrity and an inquisitive mind. This position will report to the Operational Risk Manager for Operations & Technology in the same location.

Describe the applications and business or enterprise functions the role supports:

The team make use of our Error & Incident Tracking System, EITS, and a variety of account and portfolio management systems. Operations and Technology encompass teams performing new account creation, account reconciliation, security reference management, pricing & valuation, fund administration, broker dealer operations, collateral management, trade settlement and so much more!

The key job responsibilities include, but are not limited to:

  • Act as "quarterback" for potential client risk events.
  • Provide information and support to our Client Group to protect client relationships
  • Bring subject matter experts together to conduct root cause analyses.
  • Provide guidance on appropriate controls to mitigate risks.
  • Recognize connections and trends within and across teams.
  • Document the investigation and its conclusions.
  • Collaborate with firm-wide error coordinators to share best practices

What makes this role unique or interesting?

If you love solving mysteries and learning how things work and have an unstoppable desire to make things work better and do the right thing, this is the team for you! Operations & Technology are everywhere, which means our team are exposed to a fascinating array of products, cutting edge technology and investment considerations.

What is the professional development value of this role, i.e. what learning and professional growth does the role offer the candidate?

This Operations Risk Team Lead role provides an amazingly comprehensive window into how our firm works and can be a stepping-stone into any of the teams we partner with or advancement along an operational risk management or audit career.

Job Qualifications (The ideal candidate should have the following):

  • Experience managing team workload and quality
  • Highly analytical mind with a strong attention to detail
  • Superior written and verbal communication and interpersonal skills
  • Ability to multitask and prioritize
  • Understanding of investment management processes
  • Understanding of operational risk/risk frameworks

Qualifications, Experience, Education:

  • Bachelor's degree
  • 4-8 years relevant work experience in an investment management operations, business analyst, or risk & control role within Financial Services

Skills:

  • Experience with risk management tools is preferred
  • Strong project management skills

Location: San Antonio, TX

About AllianceBernstein:

We are a leading global investment management firm offering high-quality research and diversified investment services to institutional clients, retail investors, and private-wealth clients in major markets around the globe. With over 4,000 employees across 57 locations operating in 26 countries and jurisdictions, our ambition is simple: to be the most trusted investment firm in the world. We realize that it's our people who give us a competitive advantage and drive success in the market, and our goal is to create an inclusive culture that rewards hard work.

Our culture of intellectual curiosity and collaboration creates an environment where you can thrive and do your best work. Whether you're producing thought-provoking research, identifying compelling investment opportunities, infusing new technologies into our business or providing thoughtful advice to our clients, we are fully invested in you. If you're ready to challenge your limits and empower your career, join us!

People of color, women, and those who identify as LGBTQ people are encouraged to apply. AB does not discriminate against any employee or applicant for employment on the basis of race, color, religion, creed, ancestry, national origin, sex, age, disability, marital status, citizenship status, sexual orientation, gender identity, military or veteran status or any other basis that is prohibited by applicable law. AB's policies, as well as practices, seek to ensure that employment opportunities are available to all employees and applicants, based solely on job-related criteria.

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San Antonio, Texas

Date Posted

04/11/2023

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