Platform Solutions, Consumer, Risk Monitoring & Testing, Associate, Richardson

Job Description

Platform Solutions

We build and embed cloud-based, developer-centric financial products and services in our clients' ecosystems to help them better serve their own clients and customers.

We are seeking a professional to support our Consumer Risk Monitoring & Testing team who will focus on developing and executing our first-line monitoring and testing plan across all Consumer products. This individual will be responsible for the development and implementation of risk-based testing, liasing with product, operations, compliance, and legal teams to ensure regulatory adherence. The role will also provide the opportunity to identify control gaps and requirements for improvements to enable sustainable growth and a successful customer experience for the full suite of Consumer businesses.

Responsibilities

• Develop test plan for Consumer businesses based on risk assessment of applicable rules and regulations
• Develop test scripts based on regulatory, policy, and procedural requirements
• Oversee or otherwise execute every step of testing, including scoping, planning, fieldwork, and reporting
• Ensure consistency in execution across the team
• Liase with process and risk owners to understand business processes, educate on potential risks, and communicate control expectations
• Identify and document findings and required remedial actions based on regulatory, operational, and reputational risk
• Communicate findings constructively and effectively to relevant stakeholders
• Work with business functions and cross-divisional stakeholders (e.g., technology, operational, and vendor risk) to drive and track resolution of findings, assisting with problem-solving to remove roadblocks where required
• Design and work to implement and maintain automated issue reporting that enables leadership to make informed decisions
• Develop and run programmatic continuous monitoring strategies, including of issues and complaints, across the Consumer businesses, with a focus on proactive risk mitigation
• Utilize automation to improve efficiency of monitoring and testing

Qualifications

• Bachelor's degree or equivalent military experience
• 4+ years work experience in or related to consumer regulatory monitoring and testing and/or compliance
• In-depth technical knowledge of relevant product areas (i.e. consumer banking products and consumer compliance)
• Team-oriented with a positive attitude and strong sense of ownership and accountability
• Highly motivated self-starter with strong organizational skills, exceptional attention to detail, and the ability to remain organized in a fast-paced environment
• Strong leadership, interpersonal, and relationship management skills
• Proven ability to apply strategic thinking and analytical skills to complex organizational and business issues
• Ability to share thoughtful ideas and input on shared assignments
• Strong written and verbal communication skills
• Integrity, ethical standards, and sound judgment; ability to exercise discretion with respect to sensitive information
• Proficiency in Excel, PowerPoint, and case management systems

• Relevant certification or industry accreditation (e.g., CRCM) a plus
• Experience with data analytics a plus

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.

We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html

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Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity