Risk Manager - Trade Support

Come Work with Us!

At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.

Whether you're helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity.

Job Title

Risk Manager - Trade Support

Job Description

What is the opportunity?

As a key member of the Trade Support Team, the Risk Manager is responsible for providing independent and effective monitoring, control, and reporting of operational risk across Trade Support. This individual will partner with stakeholders in trading, technology, and operations to identify risk mitigation opportunities and to implement appropriate risk controls in Trade Support.

What will you do?

• Create and maintain department written supervisory procedures for high risk activities
• Work as department SME on process change and risk management projects
• Work with Sr. Managers to continue to streamline and simplify processes and keep documentation in order
• Cross train and act as a backup processor in times of higher volumes and/or PTO
• Provide backup support for capacity plan generation
• Represent Trade Support on firm initiatives as needed
• Review exceptions to standard processing to ensure overall compliance with regulations, firm policies, and accepted business practices.

What do you need to succeed?

Must-have

• 4-year degree from an accredited university or equivalent
• 3+ years prior securities, banking, technology industry and/or job specific related experience
• In-depth knowledge of data flow and regulatory requirements for the order management lifecycle
• Advanced problem identification, analytical and resolution skills required to support escalated issue resolution and/or oversight requirements associated with complex exception-based processes

Nice-to-have

• Ability to work effectively in situations involving rapid change, shifting priorities, and/or simultaneous demands
• Proven change leadership and change management skills
• Project management experience
• Fully proficient with MS Office (Word, Excel, PowerPoint, and Outlook)

What's in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
• Leaders who support your development through coaching and managing opportunities
• Ability to make a difference and lasting impact
• Work in a dynamic, collaborative, progressive, and high-performing team
• Flexible work/life balance options
• Opportunities to do challenging work
• Opportunities to take on progressively greater accountabilities
• Access to a variety of job opportunities across business

Job Summary

Address:

Minneapolis, Minnesota, United States of America

City:

USA-MN-MINNEAPOLIS

Country:

United States of America

Work hours/week:

40

Employment Type:

Full time

Platform:

Wealth Management

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

2023-09-08

Application Deadline:

2023-11-03

Inclusion and Equal Opportunity Employment

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.

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Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at rbc.com/careers.