SEC Compliance Reporting Analyst
Job Description
EC Compliance Reporting Data Analyst
Position Summary
We are urgently seeking aSenior Data Analystwithhands-on SEC regulatory reporting experience— specificallyForm PFand related SEC filings — who can hit the ground running. This role is not for general finance or insurance data analysts; candidates must bringdirect prior experience preparing and working with SEC Form PF filingsand other compliance-related reporting.
The ideal candidate has worked ininvestment banking, asset management, or compliance regulatory reportingand has the technical depth (ETL, SQL, vendor tools) to contribute immediately in a production support and enhancement environment.
Must-Have Experience
• SEC Regulatory Reporting (Mandatory):Direct experience withForm PFand familiarity with other filings such as Large Shareholder Disclosure, 13G, 13F-2 SHO.
• Investment Banking / Asset Management domain knowledge— required.
• ETL Development & Data Analysis:Strong skills in ETL (Datastage preferred, others acceptable), data mapping, cleansing, validation, and solutioning.
• SQL Expertise:Snowflake, SQL Server, or Oracle/PL SQL.
• Regulatory Vendor Tools (Mandatory):Confluence Signal, Confluence Consensus (experience here is required, not just nice-to-have).
• Cloud / Scheduling:AWS and Autosys.
• Agile Tools:JIRA, Confluence, SharePoint, ServiceNow.
• Client-facing experience:Ability to engage directly with stakeholders on a daily basis.
• Minimum 8+ years as a Data Analyst.
Responsibilities
• Analyze, document, and resolve ongoingproduction support issuesin SEC compliance reporting processes.
• Perform data analysis, mapping, and solutioning forForm PF and related regulatory reporting modules.
• Support quarterly/annual regulatory processes, enhancements, and post-production issue resolution.
• Collaborate across modules includingSignal, Form PF (Consensus), and Symphony Data Warehouse
.
Job Type: Full-time
Benefits:
• 401(k)
• 401(k) matching
• Dental insurance
• Employee discount
• Flexible spending account
• Health insurance
• Health savings account
• Life insurance
• Paid time off
• Professional development assistance
• Referral program
• Retirement plan
• Vision insurance
Experience:
• SEC Regulatory Reporting: 5 years (Required)
Willingness to travel:
• 25% (Preferred)
Work Location: Remote
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Date Posted
09/24/2025
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