Senior Advisory Trading Specialist

The Senior Advisory Trading Specialist will perform scheduled and ad hoc, high risk strategy level rebalance events for Mutual Funds, Equities, Bonds across Active Portfolios and Select Separate Models Only/Unified Managed Account (UMA) Strategist products. The Senior Specialist will act as subject matter expert for process changes and support business development along with on-team change management, performing audits in support of regulatory inquires and Written Supervisory Procedures (WSP).

Key Responsibilities

The responsibilities include but are not limited to:

• Perform daily trading of Ameriprise Active Portfolio Mutual Funds as well as the highly complex Drift trading process for internally-traded Select Separate Models Only and Exchange Traded Funds (ETFs) strategies. This includes trade origination, trade validation, and reject and exception processing.
• Plan and perform trading for scheduled rebalance trade events.
• Support crisis management of time sensitive trading or production issues.
• Provide support to business partners in processing client requests, answering trade related questions and assisting with research of escalated items.
• Build and maintain support relationships with internal Wealth Management Solutions (WMS) and Capital Markets Trading business partners, as well as external money managers and vendors.

Required Qualifications

• Bachelor's Degree or equivalent experience
• 3+ years of relevant experience preferably supporting models-based Advisory products
• Strong attention to detail, highly organized, and possesses a strong work ethic
• Ability to work under pressure and meet tight deadlines while maintaining a high degree of accuracy
• Strong communication skills

Preferred Qualifications

• Experience with order entry for the following security types: Stocks, Exchange Traded Funds, Bonds, Mutual Funds and Options
• Experience with the following systems: APL, BETA, BondDesk, Brokerage Mainframe, SSRS/SharePoint, Microsoft Access
• Interest in obtaining FINRA licensing

About Our Company

We're a diversified financial services leader with more than $1 trillion in assets under management and administration. Our team of 20,000 people in more than 20 countries advise, manage and protect the assets and income of more than 2 million individual, small business and institutional clients. We are a long-standing leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial Services, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.

Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.

Full-Time/Part-Time

Full time

Exempt/Non-Exempt

Exempt

Job Family Group

Business Support & Operations

Line of Business

CLEAR Clearing