Senior Associate, AML/ KYC

Company Description

IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

Job Description

• Provide and deliver AML compliance consulting services to our clients
• Drafting of AML Policies & Procedures, including review and updating on a regular basis
• Liaise with Cayman Islands funds, Registered Persons, and Fund Administrators to review and prepare quarterly AML Compliance report for clients
• Conduct CDD/EDD onboarding and periodic reviews for clients and where necessary collect relevant CDD documents
• Conduct one-off and ongoing screening and maintain relevant master lists for screening clients
• As part of the AML team conduct AML Audits for relevant clients
• Prepare PowerPoint presentations for in-person AML trainings for Cayman Islands and Hong Kong clients
• Update and maintain regulatory update in respect of Cayman Islands fund & fund management business
• Prepare and draft Institutional Risk Assessments
• Write or edit / review client alerts / regulatory updates on matters pertaining to AML
• Provide an alternative four-eye review in the absence of the Manager
• Implementing and driving efficiency within the team, supervising tasks performed by team members
• Timely reply and follow-up with client enquiries and communication
• Co-operate with other relevant stakeholders including but not limited to the ongoing support teams, licensing and projects to ensure consistency of service to clients
• Stay up to date with new regulatory changes and developments to brief team members and clients on applicability
• Attend as far as possible corporate events when required by senior management and social events organized by the Group to assist with team building.
• Leading training of new and existing joiners, and other colleagues covering areas such as remediation projects, latest regulations, change in operational processes and refreshers as and when required.
• Perform any other ad hoc duties / projects as assigned by the Manager

Other

• Support the department as required within the confines of role.
• Undertake any additional reasonable duties or special projects as required by the firm.

Qualifications

• Bachelor’s Degree in any discipline
• Minimum of 5 years’ experience in a financial services AML role. Experiences relating to the fund management industry will be preferred.
• Good knowledge of Hong Kong and Cayman Islands AML rules and regulations
• Excellent organisation, prioritisation, and interpersonal skills.
• ‘Can do’ attitude, ability to cope with tight deadlines and working under pressure in a fast-paced environment.
• Candidates with the ability to speak, read and write Chinese will have an advantage due to business needs.

Additional Information

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.