Senior Compliance Manager - Compliance Monitoring

OKX is seeking a Senior Compliance Manager, Compliance Monitoring to join the Australia Compliance team based in Sydney. In this newly created role, you will be focused on developing and maintaining a comprehensive monitoring plan for the early detection and mitigation of regulatory, operational and reputational risks.

What you will be doing:

• Develop and execute a risk-based compliance monitoring plan to assess the effectiveness of internal controls and adherence to regulatory requirements.

• Proactively identify control gaps and weaknesses, determine root cause, and escalate and propose viable solutions to address the risks and weaknesses identified, working to mitigate risk.

• Evaluate the adequacy and effectiveness of the company's compliance policies, procedures, and internal controls.

• Conduct regular compliance reviews and assessments to identify potential compliance issues and gaps

• Prepare and present comprehensive reports on compliance monitoring observations.

• Create effective action plans and ensure the implementation of recommendations.

• Provide compliance management information with appropriate analysis to evidence the monitoring approach to senior management including the preparation of Board and committee reports to ensure management are up-to-date and are aware of key issues.

What we are looking for in you:

• Bachelor's degree in Business, Finance, Law, or a related field.

• At least 5 years in a compliance advisory role (e.g. AFSL, AML/CTF) within financial services.

• Recent experience in compliance monitoring and testing.

• Knowledge and understanding of regulatory frameworks, compliance policies, practices and controls.

• Strong analytical skills with the ability to identify compliance risks and gaps, and recommend appropriate compliance controls.

• Detail-oriented mindset with a focus on accuracy and precision.

• A good understanding of KYC requirements, risk assessments, and/or data analysis will be an added advantage.

• Interest in crypto and/or blockchain technology.