Senior Consultant - Regulatory Reporting

About the Team:

As a member of the Finance, Risk, and Compliance (FRC) group at Capco you will play a role delivering projects, ranging from short-term strategic assessments to large-scale change initiatives, for leading clients across financial services—including investment banking, retail banking, wealth/asset management, and insurance clients.  Capco FRC is a global team that prides itself on our industry-leading expertise from strategy through execution within the risk advisory space. We are open to individuals with risk, controls, and finance experience in financial services gained through prior experience and engagements.  

About the Job:

As a Senior Consultant – Regulatory Reporting, you will work alongside industry experts as part of FRC in a fast-paced team setting. The role will entail working with some of the leading financial institutions in the market achieve compliance within tight deadlines against a variety of different regulatory requirements, working predominately on large scale change and transformation programmes.

What You’ll Get to Do:

• Work on implementations to adhere to global Swap Dealer Compliance related rules and regulations
• Develop frameworks, approaches, solutions, and recommendations that effectively and efficiently address the most impactful opportunities and challenges related to the functioning and transformation of the financial services industry
• Produce insights, analyses, and recommendations to provide strategic guidance, improve client performance, and drive understanding of client issues
• Build new solutions, toolkits, best practice documents, and consulting approaches that can be applied across Capco
• Track project level risk issues and dependencies

 What You’ll Bring with You:

• 5+ years of regulatory reporting experience
• Must understand the US and global regulatory landscape including but not limited to: Dodd Frank (SEC and CFTC), ESMA, MiFiD, SFTR, FRTB, EMIR, FCA, MAS, ASIC, JFS
• CFTC and SEC Federal Register familiarity (transaction reporting, business conduct, collateral and margin, port recon, port compression) is required
• Experience reviewing regulatory commitments, evaluating the design of deliverables, and documenting the closure for further review and sign-off by senior management 
• Experience leading and/or managing people and/or teams required
• Understanding of controls from a business process perspective
• Project management experience
• Ability to analyze problems, apply analytical approaches, and communicate findings effectively/confidently
• Microsoft office suite (Excel, PowerPoint, Project, Visio, etc.)
• Bachelor's degree highly preferred 

Why Capco?

A career at Capco is a chance to help reshape the competitive landscape in financial services.  We launch new banks, transform existing ones, and help our clients navigate complex change.  As consultants, we work on the front-end business design all the way through to technology implementation.

We are the largest Financial Services focused consultancy in the world, serving everyone from global banks to emerging FinTechs, from strategy through digital transformation, design, business consulting, data and analytics, cyber, cloud, technology architecture, and engineering.

Capco is a young and growing firm. We maintain an entrepreneurial spirit and growth mindset, and have minimal bureaucracy. We have no internal silos that get in the way of your career opportunities or  ability to focus on our clients and make a difference to the business.  We offer the opportunity for everyone to learn rapidly, take on tough challenges, and get promoted quickly. We take pride in our creative, collaborative, diverse, and inclusive culture, where everyone can #BYAW.

We offer highly competitive benefits, including medical, dental and vision insurance, a 401(k) plan, tuition reimbursement, and a work culture focused on innovation and creation of lasting value for our clients and employees. 

Ready to take the Next Step?

If this sounds like you, we would love to hear from you.  This is an opportunity to make a difference and contribute to a highly successful company with a significant growth trajectory.