Jobs at IQ-EQ
5,544 open positions
Associate - Private Equity Fund Accounting
Company: IQ-EQ
Location: Other US Location
Posted Mar 12, 2024
<p><b>Company Description<b> <p><p>IQEQ is a preeminent service provider to the alternative asset industry IQEQ works with managers in multiple capacities ranging from hedge fund private equity fund and mutual fund launches private equity fund administration advisory firm setup regulatory registration and infrastructure design ongoing regulatory compliance SEC CFTC and 40 Act financial controls and operational support services compliance and operational related projects and reviews and outsourced CFOcontroller and administration services to private equity fund investments portfolio companies real estate assets and energy assets Our client base is growing and our existing clients are engaging the firm across the spectrum of our services offerings <p> <p><b>Job Description<b> <p><p>You will be working directly with leading private equity and hedge fund firms in the alternative asset industry under the guidance and direction from our experienced team of industry veterans You will be facilitating our service offering by assisting performing and reviewing the following<p> <p>Associate Role<p> <ul><li>Support IQEQ client leads on multiple Private Equity funds within various industries<li> <li>Work closely with manager team and support functions to manage client expectations and ensure adherence to timelines on client deliverables in accordance to the requirements defined by the limited partnership agreement<li> <li>Maintain a working understanding of limited partnership agreements and apply terms to financial reporting and income and expense allocations<li> <li>Prepare andor review journal entries management fee calculations investor allocations capital account statements capital call and distribution calculations sourcesuses of cash investor notices carried interest calculations and maintenance of waterfall models<li> <li>Coordinate the delivery of capital call and distributions notices to clients and the investors<li> <li>Prepare andor review financial statements notes disclosures and supporting schedules<li> <li>Manage yearend process and handle requests from external auditors and tax teams<li> <li>Assess operational effectiveness and make suggestions for process development<li> <li>Handle dailyroutine client information requests and fulfill adhoc requests as needed<li> <li>Manage and prioritize work tasks to meet competing deadlines<li> <ul><p><b>Qualifications<b> <p><p> We are looking for someone who<p> <ul><li>Values excellent service and strives to go above and beyond in their client and staff interactions<li> <li>Exudes a spirit of entrepreneurship seeking to solve problems and improve processes<li> <li>Seeks to continually learn and expand their industry and technical knowledge<li> <li>Communicates professionally and effectively with both internal and external stakeholders<li> <li>Brings a positive attitude and excitement for the work they are doing<li> <ul><p>Ideal candidate would<p> <ul><li>Have a minimum of a bachelors degree in Accounting with a 30 GPA<li> <li>Demonstrated experience in providing exceptional customer service<li> <ul><p><b>Additional Information<b> <p><p>All your information will be kept confidential according to EEO guidelines<p> <p>Salary<strong><strong> $68000<p> <ul><li>Competitive Base Salary amp Bonus <li> <li>Summer Days <li> <li>Medical Dental Vision <li> <li>Generous PTO <li> <li>Generous Sick Days <li> <li>Work Anniversary Recognition Program<li> <li>Team Bonding Events<li> <li>Paid Parental Leave <li> <li>Retirement Plan 401k Match <li> <li>Mentorship amp Training <li> <li>Bonus for Employee Referrals <li> <li>Succession Bonus Program eg CPA CFA etc <li> <li>Career Advancement Opportunities <li> <ul><p>LIHYBRID<p>
Private Equity Manager (Hybrid) - Investran
Company: IQ-EQ
Location: Other US Location
Posted Dec 13, 2023
CPA, CFA, etc.) • Prepare and/or review journal entries, management fee calculations, investor allocations, capital account statements, capital call and distribution calculations, sources/uses of cash, investor notices, carried interest calculations and maintenance of waterfall models • Manage the delivery of capital call and distributions notices to clients and the investors • Review financial statements, notes disclosures, and supporting schedules • Manage year-end process and handle requests from external auditors and tax teams • Assess operational effectiveness and make suggestions for process development • Handle daily/routine client information requests and fulfill ad-hoc requests as needed• Manage and prioritize work tasks to meet competing deadlines• Train and develop junior team members Qualifications Requirements:• 5+ of progressive experience in private equity, public accounting, or a combination of experience at an alternative asset investment firm and public accounting experience• Analytical and technical skills with proficiency in accounting and administration for alternative investment funds• Minimum of a Bachelor's degree in Accounting• Ability to provide exceptional client service• Ability to collaborate with others in a team environment, provide and accept constructive feedback• Ability to produce high quantity of work product with accuracy and extreme attention to detail • Ability to manage multiple demands and competing deadlines• Effective and professional communication• Ability to work overtime as needed to meet deadlines• Advanced knowledge of Microsoft Outlook, Excel, Word and Investran• Experience in or desire to manage and train junior team members Additional Information All your information will be kept confidential according to EEO guidelines. Salary: $115,000 - $125,000 Competitive Base Salary & Bonus Remote Fridays all year round Team Bonding Events Generous PTO Generous Sick Days Paid Parental Leave Retirement Plan 401(k) Match Bonus for Employee Referrals Succession Bonus Program (e.g. Career Advancement Opportunities Job Description Manager Role:• Support IQEQ client leads on multiple Private Equity funds within various industries• Handle team and support functions to manage client expectations and ensure adherence to timelines on client deliverables in accordance to the requirements defined by the limited partnership agreement • Maintain a working understanding of limited partnership agreements and apply terms to financial reporting and income and expense allocations. IQEQ works with managers in multiple capacities ranging from hedge fund, private equity fund, and mutual fund launches; private equity fund administration; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO/controller and administration services to private equity fund investments – portfolio companies, real estate assets and energy assets. Our client base is growing, and our existing clients are engaging the firm across the spectrum of our services offerings. Company Description IQEQ is a preeminent service provider to the alternative asset industry.
Mid-Senior Cloud Architect
Company: Car IQ Inc.
Location: San Francisco, CA
Posted Mar 02, 2024
Car IQ is a rapidly growing company that has revolutionized the payment industry by enabling vehicles to autonomously transact without a credit card. They are seeking a Mid-Senior Cloud Architect to develop and execute a comprehensive cloud strategy, design scalable and cost-effective cloud architectures, and oversee the deployment and management of cloud infrastructure. The ideal candidate should have proven leadership experience in cloud architecture and design, strong expertise in cloud platforms, and a deep understanding of security principles. Car IQ values diversity, equitable practices, and inclusivity, and offers a competitive salary range of $140,000- $220,000.
Site Reliability Engineer, Core Team
Company: Assurance IQ
Location: Remote
Posted Dec 06, 2023
In addition, employees are eligible for standard benefits package including paid time off, medical, dental and retirement. Eligibility to participate in the bonus or commission plans is subject to the rules governing those programs, whereby an award, if any, depends on various factors including, without limitation, individual and/or organizational performance. · Growth opportunities, advance your career rapidly, we offer leadership development training and promote from within. At Assurance, we are innovative, persevering, collaborative, calculated, and authentic, and we're working together to improve the lives of millions! The ideal candidate is: Very comfortable working with AWS services Deeply familiar with infrastructure-as-code approach and it’s practical applications using Terraform, CloudFormation, Chef, Ansible and similar frameworks and services Experienced in building tooling and automation for large-scale computing environments Proficient in at least one high level programming language such as Python, Ruby, or Java Strong at debugging and systems analysis; should be able to identify and quickly resolve or mitigate issues Experienced in building, deploying and operating distributed applications An excellent verbal/written communicator Choose Assurance Because: · Exceptional base salary plus bonus structure · Comprehensive benefits which include, medical, dental, vision, 401K and more · Unlimited paid vacation, sick leave, plus paid holidays. You dream in Terraform configs, meditate on smooth flow of new releases through BuildKite/CodePipelines/Jenkins, swear in Sentinel and IAM Access Policy languages and named your cats OpsGenie, Splunk and OAuth. · Fast paced, high performance environment Note: Assurance is required by multiple state and city laws to include the salary range on position postings when hiring in those specific locals. Our platform serves as the intersection between customer and seller, technology, and the human touch. This position is responsible for the availability, performance and efficiency of all Assurance services, and work in close collaboration with all engineering teams to create a reliable and easy-to-use AWS infrastructure for application services. The ideal candidate has a good understanding of modern cloud-based architecture, and practical experience defining infrastructure in the fast-pacing environment.
Analytics Lead
Company: Assurance IQ
Location: Seattle, WA
Posted Dec 15, 2023
· Fast paced, high performance environment. Choose Assurance Because: · Exceptional base salary plus bonus structure · Comprehensive benefits which include, medical, dental, vision, 401K and more · Unlimited paid vacation, sick leave, plus paid holidays. In addition, employees are eligible for standard benefits package including paid time off, medical, dental and retirement. · Growth opportunities, advance your career rapidly, we offer leadership development training and promote from within. Experience with data visualization tools, such as Looker, Tableau, or other BI tools. Eligibility to participate in the bonus or commission plans is subject to the rules governing those programs, whereby an award, if any, depends on various factors including, without limitation, individual and/or organizational performance. Familiarity with data framework tools, such as dbt. Familiarity with CI/CD automation. Experience with Trino or similar technologies. Knowledge of the insurance and/or finance industry.
Senior Associate - Tax (Hybrid) - Garden City, NY
Company: IQ-EQ
Location: Other US Location
Posted Dec 13, 2023
CPA, CFA, etc.) Actively supports new initiatives. Actively pursues self-development opportunities. Business Development Provides excellent client service and builds strong client relationships. Identifies and communicates potential sales opportunities from existing client engagements. Salary: $90,000 - $105,000 Competitive Base Salary & Bonus Hybrid Schedule Dress Code: Casual Attire Summer Days Generous PTO Generous Sick Days Work Anniversary Recognition Program Team Bonding Events Paid Parental Leave Retirement Plan 401(k) Match Mentorship & Training Bonus for Employee Referrals Succession Bonus Program (e.g. Career Advancement Opportunities Qualifications Required Qualifications: Bachelor's Degree in Accounting 3-5 years of income tax compliance experience in a public accounting environment Eligible to sit for the CPA exam Ability to work closely with managers and clients to answer questions or to collect necessary information for tax deliverable requirements Experience preparing and reviewing federal and state income tax returns Excellent communication skills and strong organizational skills with a high attention to detail Preferred Qualifications: Working knowledge of technical aspects of tax compliance in private equity or real estate sectors MS in Accounting or Taxation Actively licensed CPA or EA Experience with a national or large regional accounting firm Proficiency in GoSystems tax software Additional Information All your information will be kept confidential according to EEO guidelines. Identifies opportunities to improve assignment efficiency and accuracy. Shares and transfers knowledge within the team through internal training initiatives.
Director - Compliance (Hybrid)
Company: IQ-EQ
Location: Dallas-Fort Worth, TX
Posted Mar 13, 2024
<p><b>Company Description<b> <p><p>IQEQ is a preeminent service provider to the alternative asset industry IQEQ works with managers in multiple capacities ranging from hedge fund private equity fund and mutual fund launches private equity fund administration advisory firm setup regulatory registration and infrastructure design ongoing regulatory compliance SEC CFTC and 40 Act financial controls and operational support services compliance and operational related projects and reviews and outsourced CFOcontroller and administration services to private equity fund investments portfolio companies real estate assets and energy assets Our client base is growing and our existing clients are engaging the firm across the spectrum of our services offerings<p> <p><b>Job Description<b> <p><p><strong>Candidates must reside in or within commutable distance from the following locations Dallas Fort Worth Chicago New York New Jersey Long Island or San Francisco <strong><p> <p><strong>Director<strong><br >Key Components This position requires strong concern for quality and accuracy of work with a resultsoriented focus The work involves critical and technical thinking and problem solving based on detailed knowledge of all pertinent facts and thorough analysis of relevant details There is an intense focus on complex independent problem solving selfdirection and freedom of ideas The individual in this position must maintain a professional demeanor and make sound well thoughtout decisions This position requires little delegation of details or responsibilities it is important that close quick and critical follow up occur to recognize and correct mistakes The work schedule of this position will be dictated by client needs workflow and current deadlines This hire will join the firms compliance team in the assessment development implementation and testing of compliance programs for our clients in the alternative and traditional investment sector including private equity hedge and venture capital fund managers in addition to providing Regulatory Exam support and outsourced Chief Compliance Officer CCO functions<br ><strong>Responsibilities<strong><br > Independently manage client relationships with limited support and advice from Managing DirectorSenior Managing Director<br > Provide oversight to ensure completion of all client deliverables annual reviews testing advice and consulting regulatory filings etc<br > Oversee revisions to compliance policies and procedures taking a proactive approach to ensuring policies are implemented<br > Conduct annual compliance reviews and internal control testing<br > Oversee the preparation and submissions of regulatory filings<br > Lead client trainings regarding regulatory requirements and best practices<br > Continuously monitor relevant regulatory changes and assist clients in developing internal controls accordingly<br > Oversee the registration of clients as brokerdealers or investment advisers with the appropriate regulatory bodies<br > Lead mock regulatory exams as well as lead the team when providing clients SEC and FINRA exam support<br > Train staff on firm processes new regulations or takeaways from industry events<br > Proactively provide practical business friendly solutions for esoteric regulatory issues<br > Cultivate a culture of community and to lead and coach junior staff<br > Contribute to company initiatives outside of client engagement management such as business development staff management or subject matter expertise<p> <p><b>Qualifications<b> <p><ul><li> <p>10+ years of relevant compliance experience at a registered investment adviser law firm or investment consulting firm experience practicing law regarding registered investment companies preferred<p> <li> <li> <p>Strong working knowledge of the IA Act of 1940 and the ICA of 1940<p> <li> <li> <p>Knowledge of SEC Exam practices experience with SEC exams and mock exams preferred<p> <li> <li> <p>Knowledge of CFTC NFA as well as FINRA requirements is a plus<p> <li> <ul><p><b>Additional Information<b> <p><p>All your information will be kept confidential according to EEO guidelines<p> <p>LIREMOTE<p> <p>Salary range $135000 $175000<p>
Associate - Compliance (Hybrid)
Company: IQ-EQ
Location: Dallas-Fort Worth, TX
Posted Mar 13, 2024
<p><b>Company Description<b> <p><p>IQEQ is a preeminent service provider to the alternative asset industry IQEQ works with managers in multiple capacities ranging from hedge fund private equity fund and mutual fund launches private equity fund administration advisory firm setup regulatory registration and infrastructure design ongoing regulatory compliance SEC CFTC and 40 Act financial controls and operational support services compliance and operational related projects and reviews and outsourced CFOcontroller and administration services to private equity fund investments portfolio companies real estate assets and energy assets Our client base is growing and our existing clients are engaging the firm across the spectrum of our services offerings<p> <p><b>Job Description<b> <p><p><strong>Candidates must reside in or within commutable distance from the following locations Dallas Fort Worth Chicago New York New Jersey Long Island or San Francisco <strong><p> <p>Position Summary Support and assist IQEQs investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the clients compliance program which meet the requirements of SEC Rules 20647 and 38a1 including other state and federal securities laws and regulations Update the clients compliance programs as necessary to keep them current with new regulatory requirements and best business practices You will be working directly with leading private equity and hedge fund firms in the alternative asset industry under the guidance and direction from our experienced team of industry veterans You will be facilitating our service offering by assisting performing and reviewing the following<p> <ul><li>Monitoring and maintaining compliance programs for clients to ensure compliance with federal securities laws including the Investment Advisers Act of 1940 as amended in accordance with their compliance calendar<li> <li>Drafting regulatory policies and procedures<li> <li>Analyzing clients trading practices including evaluating personal securities transactions<li> <li>Ensuring compliance violation reports are properly investigated and appropriate action is taken and documented including adherence to client policies and procedures<li> <li>Maintaining regulatory compliance with respect to the clients employee training program<li> <li>Conducting quarterly forensic compliance program testing including performing ongoing reviews based on the clients written policies and procedures<li> <li>Drafting and filing various regulatory filings for clients<li> <li>Assist with regulatory examinations of clients compliance programs conducted by regulatory authorities including the SEC NFA and various state securities boards<li> <li>Conduct initial reviews of marketing materials <li> <ul><p><b>Qualifications<b> <p><ul><li>Bachelors degree<li> <li>Analytical technical and technology skills with proficiency in basic Office software including Excel and Word<li> <li>Must be able to demonstrate strong organizational and problemsolving skills with attention to detail<li> <li>Must be able to demonstrate strong oral and written communication skills<li> <li>Strong analytical skills with the ability to exercise discretion and make independent judgments on matters of significance for IQEQ andor IQEQ clients<li> <li>Dependable flexible and adaptable to changing client needs and initiatives<li> <li>Ability to work well in a fastpaced environment<li> <li>Must be able to work independently multitask and prioritize effectively<li> <li>Ability to establish and maintain effective working relationships with employees and client<li> <ul><p><b>Additional Information<b> <p><p>Salary Range $55000 $65000<p>
Managing Director - Compliance
Company: IQ-EQ
Location: Dallas-Fort Worth, TX
Posted Dec 13, 2023
This hire will join the firm's compliance team in the assessment, development, implementation, and testing of compliance programs for our clients in the alternative and traditional investment sector, including private equity, hedge, and venture capital fund managers, in addition to providing Regulatory Exam support and outsourced Chief Compliance Officer (CCO) functions. The work schedule of this position will be dictated by client needs, workflow, and current deadlines. This position requires little delegation of details or responsibilities, it is important that close, quick, and critical follow up occur to recognize and correct mistakes. Responsibilities: Lead engagements for the development, implementation and maintenance of compliance programs for a variety of financial services firms Oversee staff in the development and implementation of compliance policies and procedures – taking a proactive approach to ensuring policies are implemented Lead annual compliance reviews and internal control testing Lead onsite training to clients regarding regulatory requirements and best practices Register clients as broker-dealers or investment advisers with the appropriate regulatory bodies Lead in conducting mock regulatory exams as well as assist in providing SEC and FINRA exam support Train staff on firm processes, new regulations or takeaways from industry events as well as oversee the development of internal training materials Cultivate a culture of community and lead and coach junior staff Proactively provide practical, business friendly solutions for esoteric regulatory issues Contribute to company initiatives outside of client engagement management, such as business development, staff management or subject matter expertise Contribute to special projects and firm initiatives Qualifications 15+ years of relevant compliance experience at a registered investment adviser, law firm, or investment consulting firm, experience practicing law regarding registered investment companies preferred Strong working knowledge of the IA Act of 1940 and the ICA of 1940 Knowledge of SEC Exam practices, experience with SEC exams and mock exams preferred Knowledge of CFTC / NFA as well as FINRA requirements is a plus Additional Information Salary Range: $175,000 - $225,000 There is an intense focus on complex, independent problem solving, self-direction and freedom of ideas. The individual in this position must maintain a professional demeanor and make sound, well thought-out decisions. IQEQ works with managers in multiple capacities ranging from hedge fund, private equity fund, and mutual fund launches; private equity fund administration; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO/controller and administration services to private equity fund investments – portfolio companies, real estate assets and energy assets. Our client base is growing, and our existing clients are engaging the firm across the spectrum of our services offerings. The work involves critical and technical thinking and problem solving based on detailed knowledge of all pertinent facts and thorough analysis of relevant details. Job Description Managing Director Key Components: This position requires strong concern for quality and accuracy of work with a results-oriented focus.
Senior Business Analysis Manager - FP&A
Company: Assurance IQ
Location: Seattle, WA
Posted Dec 07, 2023
· Fast paced, high performance environment. · Growth opportunities, advance your career rapidly, we offer leadership development training and promote from within. The successful candidate will partner effectively across various functional groups including Data Science, Marketing, Product, and Sales Distribution to influence and steer the business to maximize value accretive decisions. Job Responsibilities Create customer-centric recommendations informed by analysis, good business acumen and partnership with various functional groups to drive improvements in a matrixed environment through effective communication Ability to extract the big picture through data modeling and analysis and formulate robust viewpoints Own the financial models to execute financial planning and provide strategic business guidance Utilize sophisticated data and BI tools, including Looker, to analyze large scale datasets and translate business problems into operating financial models to drive business recommendations Develop senior management level materials to articulate business insights and key trends & drivers Qualifications: Bachelor’s degree required – preferably in Business, Finance, Economics, or a related quantitative field (MBA, or progress towards preferred) 5 - 7 years of experience in business analysis within finance, strategy, or analytics organization Advanced Excel and modeling skills with demonstrated capabilities Ability to research, analyze and interpret complex data and formulate recommendations Collaborate with cross-functional teams to influence business decisions Ability to effectively prioritize concurrent responsibilities and meet timelines Strong communication, presentation, and PowerPoint skills Strong critical thinking and analytical skills Preferred Experiences and Attributes: Open minded, curious, and eager to learn Detail-oriented with the ability to work independently Experience with SQL query preferred Familiarity with Looker is a plus Working knowledge of the insurance industry Choose Assurance Because: · Exceptional base salary plus bonus structure · Comprehensive benefits which include, medical, dental, vision, 401K and more · Unlimited paid vacation, sick leave, plus paid holidays. In this role, the successful candidate will gain an understanding of the business model, key drivers of financial performance, and customer value proposition of our business, all while helping drive operational and financial efficiencies with data driven analysis and insights. At Assurance, we are innovative, persevering, collaborative, calculated, and authentic, and we're working together to improve the lives of millions! This person thrives in a fast-paced, analytical, and collaborative environment, supporting an innovative and rapidly growing company. In addition, they will drive the multi-year business planning & forecast process, preparation of C suite-level performance reporting, as well as build business cases for ad hoc strategic projects and analyses to help the business achieve growth objectives. Both Assurance and the Finance team are built upon a foundation of world-class technology, data science, and human talent that are combined to solve tough business and customer problems through the generation of insights and execution. · Ongoing coaching and career development including individual and group coaching sessions.
Senior Manager - Tax
Company: IQ-EQ
Location: New York City, NY
Posted Dec 13, 2023
Analytical, technical, and tax accounting/technology skills with proficiency in US GAAP, tax compliance, corporate returns, tax provisions, partnership returns, and state/local tax returns Additional Information All your information will be kept confidential according to EEO guidelines. Responsibilities include providing exceptional customer service, tax compliance services, tax planning services, fund formation consulting and assist with building out the tax service offering. Be an active participant in our tax service offering including planning, executing, and delivering on compliance and consulting engagements Establish processes and procedures to deliver the highest quality work product to the firm’s clients while monitoring the firm’s margins on professional service offerings Identify and mitigate tax risks Facilitate timely communication with clients managing expectations, ensuring satisfaction while meeting or exceeding deadlines Consult, work with, and service clients to make recommendations on business and process improvement and serve as an advisor to client Attract, lead, train and develop team members Coordinate with other service lines to ensure smooth lines of communication and delivery of work product Qualifications Bachelor's degree in Accounting, CPA, Masters in Taxation Demonstrate experience in providing exceptional customer service A minimum of six years of progressive federal tax consulting and/or compliance experience in public accounting or a combination of experience at an alternative asset investment firm and public accounting experience, ideally with Private Equity experience. Job Description Our Senior Tax Manager is responsible for supervising and coordinating the client service delivery for our tax service offering, attracting, retaining, and building a high performing team and facilitating the continued growth of the firm. We are seeking an experienced Senior Tax Manager with a strong knowledge of compliance and fund structuring for the alternative asset industry. Salary range: $110,000 - $150,000 Our client base is growing, and our existing clients are engaging the firm across the spectrum of our services offerings. IQEQ works with managers in multiple capacities ranging from hedge fund, private equity fund, and mutual fund launches; private equity fund administration; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO/controller and administration services to private equity fund investments – portfolio companies, real estate assets and energy assets. Company Description IQEQ is a preeminent service provider to the alternative asset industry.
Senior Manager - Compliance
Company: IQ-EQ
Location: Dallas-Fort Worth, TX
Posted Mar 13, 2024
<p><b>Company Description<b> <p><p>IQEQ is a preeminent service provider to the alternative asset industry IQEQ works with managers in multiple capacities ranging from hedge fund private equity fund and mutual fund launches private equity fund administration advisory firm setup regulatory registration and infrastructure design ongoing regulatory compliance SEC CFTC and 40 Act financial controls and operational support services compliance and operational related projects and reviews and outsourced CFOcontroller and administration services to private equity fund investments portfolio companies real estate assets and energy assets Our client base is growing and our existing clients are engaging the firm across the spectrum of our services offerings<p> <p><br ><p> <p><b>Job Description<b> <p><p><strong>Candidates must reside in or within commutable distance from the following locations Dallas Fort Worth Chicago New York New Jersey Long Island or San Francisco <strong><p> <p>Position Summary Support and assist IQEQs investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the clients compliance program which meet the requirements of SEC Rules 20647 and 38a1 including other state and federal securities laws and regulations Update the clients compliance programs as necessary to keep them current with new regulatory requirements and best business practices You will be working directly with leading private equity and hedge fund firms in the alternative asset industry under the guidance and direction from our experienced team of industry veterans You will be facilitating our service offering by assisting performing and reviewing the following<p> <p> Advising clients on compliance with the Securities Act Securities Exchange Act Advisers Act and other applicable regulatory directives with little input from senior team members<p> <p> Advising on and reviewing firm marketing and advertising materials for compliance with the Advisers Act and other applicable regulatory requirements<p> <p> Assist and oversee junior team members in the performance of compliance functions such as personal trading review email review the monitoring of firm trading activities and maintaining restricted lists<p> <p> Perform reviews needed to complete an Annual Review of policies and procedures as required under the Advisers Act Oversee reviews conducted by other team members<p> <p> Lead client calls and ensure call agendas and work product are provided in a timely manner<p> <p> Review drafts of required US regulatory filings Prepare and conduct training for our clients according to the clients needs particularly regarding the Advisers Act<p> <p> Review drafts of client policies and procedures<p> <p> Design and monitor testing systems to ensure the efficacy of controls and surveillance programs Mentor new team members<p> <p> Perform other compliancerelated responsibilities and special projects as needed<p> <p><b>Qualifications<b> <p><p> Bachelors degree<p> <p> 6 to 8 years of relevant compliance experience at a registered investment adviser law firm or investment consulting firm experience practicing law regarding registered investment companies preferred<p> <p> Working knowledge of the IA Act of 1940 and the ICA of 1940<p> <p> Knowledge of SEC Exam practices experience with SEC exams and mock exams preferred<p> <p> Knowledge of CFTC NFA as well as FINRA requirements is a plus<p> <p><b>Additional Information<b> <p><p>All your information will be kept confidential according to EEO guidelines<p> <p>Salary range $90000 $165600<p>