Compliance Testing Manager

• Providing guidance on development of test plans
• Communicating changes in testing procedure including schedule changes
• Ensuring that testing results are executed timely technically accurate and reasonable
• Reviewing work of Testing Team
• Demonstrating strong problem-solving and conceptual skills
• Demonstrating strong written and verbal communication skills
• Demonstrating strong negotiation and leadership skills
• Pursuing compliance certifications if not already certified
• Navigating Google and MS Office applications

• Manage and develop team of Compliance Testers
• Manage staffing assignments to ensure successful completion of calendar commitments
• Develop test plans continually validate and improve test design
• Evaluate the accuracy of tests executed by compliance testers and adherence to processes and procedures
• Manage to testing schedules to ensure they are completed in appropriate timeframe
• Identify the need for improved data sourcing and partner with business and IT areas to develop improved data sources
• Manage data sourcing to ensure data is obtained following documented test plans and testing protocols
• Amend testing calendar as needed
• Analyze and document work results
• Establish and maintain strong relationships with Compliance Advisors and Business Areas
• Engage with subject matter experts as needed to determine adherence to test procedures
• Provide updates on testing status as needed
• Support ICTT (Independent Compliance Transaction Testing) and Compliance audit and exams as needed
• Partner with the testing team to provide consultancy and translate the testing needs to design and develop tools techniques metrics and dashboards for insights and data visualization.
• Evaluate data management data quality and data access processes for gaps inefficiencies and opportunities; provide recommendations for improvement
• Drive an understanding and adherence to the principles of data quality management including metadata lineage and business definitions

• Bachelor's Degree or Military Experience
• At least 5 years of experience working in financial services specifically within compliance audit or an analytical discipline
• At least 2 years of people management experience

• 6+ years of financial services consumer compliance monitoring experience or 6+ years of auditing experience or 6+ years of compliance testing experience specifically within financial services
• 3+ years of people management experience
• Certified Regulatory Compliance Manager (CRCM) accreditation

What We Do

At Capital One we think and work like a tech company using our digital fluency to transform everything about the customer experience. We’re bending data to our will and turning a stodgy industry on its head. That’s reflected in our ranking as the number one business technology innovator in the U.S. in the 2016 InformationWeek Elite 100.

Why Work With Us

Here’s another question: What are you looking for? A place where curiosity is the starting point? Where data leads to human insights? Where humanity drives product development? We’re bringing breakthrough products and services to consumers small businesses and commercial clients. And each new idea makes life better for millions of people.

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